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NINIA BAEHR, GENORA
DANCEL, TAMMY RODRIGUES, ANTOINETTE PREGIL, PAT
LAGON, JOSEPH MELILIO, Plaintiffs-Appellants, v.
JOHN C. LEWIN, in his official capacity as
Director of the Department of Health, State of
Hawaii, Defendant-Appellee
No.
15689
Supreme
Court of Hawaii
May
5, 1993 May 5, 1993, Filed
SUBSEQUENT
HISTORY: [***1] Motion for Reconsideration Denied
May 27, 1993, Reported at: <=1> 1993 Haw.
LEXIS 30.
PRIOR HISTORY:
Appeal from the First Circuit Court; Civ. No.
91-1394.
DISPOSITION:
Vacated and remanded.
HEADNOTES:
PRETRIAL PROCEDURE -- dismissal -- involuntary
dismissal -- pleading, defects in general --
clear and certain nature of insufficiency --
availability of relief under any state of facts
provable. PRETRIAL PROCEDURE -- dismissal --
involuntary dismissal -- proceedings and effect
-- construction of pleadings.
A complaint
should not be dismissed for failure to state a
claim unless it appears beyond doubt that the
plaintiff can prove no set of facts in support of
his or her claim that would entitle the plaintiff
to relief. The duty of the appellate court is
therefore to view the plaintiff's complaint in a
light most favorable to him or her in order to
determine whether the allegations contained
therein could warrant relief under any
alternative theory. For this reason, in reviewing
an order dismissing the plaintiff's complaint for
failure to state a claim, the appellate court's
consideration is strictly limited to the
allegations of the complaint, which must be
deemed to be true. PLEADING [***2] -- motions --
judgment on pleadings -- in general. PLEADING --
motions -- judgment on pleadings -- application
and proceedings thereon -- time for pleadings.
A motion for
judgment on the pleadings serves much the same
purpose as a motion to dismiss for failure to
state a claim, except that it is made after the
pleadings are closed. A motion for judgment on
the pleadings has utility only when all material
allegations of fact are admitted in the pleadings
and questions of law alone remain. PLEADING --
motions -- judgment on pleadings -- in general.
A claim that is
evidentiary in nature and requires findings of
fact to resolve cannot properly be disposed of
under the rubric of a motion for judgment on the
pleadings. JUDGMENT -- on motion or summary
proceeding -- hearing and determination.
Consideration of
matters outside the pleadings transforms a motion
seeking dismissal of a complaint into a motion
for summary judgment. But resort to matters
outside the record, by way of unverified
statements of fact in counsel's memorandum or
representations made in oral argument or
otherwise, cannot accomplish such a
transformation. CONSTITUTIONAL LAW -- personal,
[***3] civil, and political rights --
constitutional guarantees in general -- privacy
in general.
It is now well
established that a right to personal privacy, or
a guarantee of certain areas or zones of privacy,
is implicit in the United States Constitution.
CONSTITUTIONAL LAW -- personal, civil, and
political rights -- constitutional guarantees in
general -- privacy in general.
Article I,
section 6 of the Hawaii Constitution expressly
states that "[t]he right of the people to
privacy is recognized and shall not be infringed
without the showing of a compelling state
interest." The privacy concept embodied in
this constitutional principle is to be treated as
a fundamental right. CONSTITUTIONAL LAW --
personal, civil, and political rights --
constitutional guarantees in general -- privacy
in general.
At a minimum,
article I, section 6 of the Hawaii Constitution
encompasses all of the fundamental rights
expressly recognized as being subsumed within the
privacy protections of the United States
Constitution. CONSTITUTIONAL LAW -- personal,
civil, and political rights -- constitutional
guarantees in general -- privacy in general.
CONSTITUTIONAL LAW -- personal, [***4] civil, and
political rights -- constitutional guarantees in
general -- marriage, sex, and family. MARRIAGE --
persons who may marry.
The federal
construct of the fundamental right to marry --
subsumed within the right to privacy implicitly
protected by the United States Constitution --
presently contemplates unions between men and
women. CONSTITUTIONAL LAW -- construction,
operation, and enforcement of constitutional
provisions -- general rules of construction --
relation to former or other Constitutions.
CONSTITUTIONAL LAW -- personal, civil, and
political rights -- constitutional guarantees in
general -- privacy in general.
As the ultimate
judicial tribunal with final, unreviewable
authority to interpret and enforce the Hawaii
Constitution, the Hawaii Supreme Court is free to
give broader privacy protection under article I,
section 6 of the Hawaii Constitution than that
given by the United States Constitution.
CONSTITUTIONAL LAW -- personal, civil, and
political rights -- constitutional guarantees in
general -- privacy in general. CONSTITUTIONAL LAW
-- personal, civil, and political rights --
constitutional guarantees in general -- marriage,
[***5] sex, and family. MARRIAGE -- persons who
may marry.
A right to
same-sex marriage is not so rooted in the
traditions and collective conscience of Hawaii's
people that failure to recognize it would violate
the fundamental principles of liberty and justice
that lie at the base of all our civil and
political institutions. Neither is a right to
same-sex marriage implicit in the concept of
ordered liberty, such that neither liberty nor
justice would exist if it were sacrificed.
CONSTITUTIONAL LAW -- personal, civil, and
political rights -- constitutional guarantees in
general -- privacy in general. CONSTITUTIONAL LAW
-- personal, civil, and political rights --
constitutional guarantees in general -- marriage,
sex, and family. MARRIAGE -- persons who may
marry.
Article I,
section 6 of the Hawaii Constitution does not
give rise to a fundamental right of persons of
the same sex to marry. MARRIAGE -- power to
regulate and control. MARRIAGE -- nature of the
obligation. MARRIAGE -- persons who may marry.
MARRIAGE -- licenses and licensing officers.
MARRIAGE -- solemnization or celebration. DIVORCE
-- grounds [***6] -- causes for divorce in
general.
The power to
regulate marriage is a sovereign function
reserved exclusively to the respective states. By
its very nature, the power to regulate the
marriage contract includes the power to determine
the requisites of a valid marriage contract and
to control the qualifications of the contracting
parties, the forms and procedures necessary to
solemnize the marriage, the duties and
obligations it creates, its effect upon property
and other rights, and the grounds for marital
dissolution. In other words, marriage is a
state-conferred legal status, the existence of
which gives rise to rights and benefits reserved
exclusively to that particular relationship.
MARRIAGE -- nature of the obligation.
Marriage is a
partnership to which both partners bring their
financial resources as well as their individual
energies and efforts. MARRIAGE -- power to
regulate and control. CONSTITUTIONAL LAW --
construction, operation, and enforcement of
constitutional provisions, validity of statutory
provisions.
Notwithstanding
the state's acknowledged stewardship over the
institution of marriage, the extent of
permissible state regulation of the [***7] right
of access to the marital relationship is subject
to constitutional limitations or constraints.
CONSTITUTIONAL LAW -- equal protection of laws;
equal rights -- sex discrimination -- in general.
By its plain
language, article I, section 5 of the Hawaii
Constitution prohibits state-sanctioned
discrimination against any person in the exercise
of his or her civil rights on the basis of sex.
STATUTES -- construction and operation -- general
rules of construction. The fundamental starting
point for statutory interpretation is the
language of the statute itself. Where statutory
language is plain and unambiguous, it must be
construed according to its plain and obvious
meaning. CONSTITUTIONAL LAW -- equal protection
of laws; equal rights; sex discrimination --
particular discriminatory practices. MARRIAGE --
persons who may marry.
On its face,
Hawaii Revised Statutes (HRS) @ 572-1 (1985)
restricts the marital relation to a male and a
female. Accordingly, on its face and as applied,
HRS @ 572-1 denies same-sex couples access to the
marital status and its concomitant rights and
benefits. CONSTITUTIONAL LAW -- equal protection
of laws; equal rights [***8] -- sex
discrimination -- particular discriminatory
practices.
It is the
state's regulation of access to the status of
married persons, on the basis of the applicants'
sex, that gives rise to the question whether the
applicant couples have been denied the equal
protection of the laws in violation of article I,
section 5 of the Hawaii Constitution.
CONSTITUTIONAL LAW -- equal protection of laws;
equal rights -- bases for discrimination effected
in general -- rational or reasonable basis;
relation to object or compelling interest.
Whenever a
denial of equal protection of the laws is
alleged, as a rule the initial inquiry has been
whether the legislation in question should be
subjected to "strict scrutiny" or to a
"rational basis" test. CONSTITUTIONAL
LAW -- equal protection of laws; equal rights --
bases for discrimination effected in general --
rational or reasonable basis; relation to object
or compelling interest.
"Strict
scrutiny" analysis is applied to laws
classifying on the basis of suspect categories or
impinging upon fundamental rights expressly or
impliedly granted by the constitution, in which
case the laws are presumed to be unconstitutional
unless the [***9] state shows compelling state
interests which justify such classifications and
that the laws are narrowly drawn to avoid
unnecessary abridgments of constitutional rights.
CONSTITUTIONAL LAW -- equal protection of laws;
equal rights -- bases for discrimination effected
in general -- rational or reasonable basis;
relation to object or compelling interest.
Where suspect
classifications or fundamental rights are not at
issue, the appellate courts of this state have
traditionally employed the rational basis test.
Under the rational basis test, the inquiry is
whether a statute furthers a legitimate state
interest. CONSTITUTIONAL LAW -- equal protection
of laws; equal rights -- sex discrimination -- in
general.
HRS @ 572-1
establishes a sex-based classification.
CONSTITUTIONAL LAW -- equal protection of laws;
equal rights -- sex discrimination -- in general.
CONSTITUTIONAL LAW -- equal protection of laws;
equal rights -- sex discrimination --
"strict scrutiny" analysis.
Sex is a
"suspect category" for purposes of
equal protection analysis under article I,
section 5 of the Hawaii Constitution; HRS @ 572-1
is therefore subject to the "strict
scrutiny" test. [***10] CONSTITUTIONAL LAW
-- equal protection of laws; equal rights -- sex
discrimination -- "strict scrutiny"
analysis. CONSTITUTIONAL LAW -- equal protection
of laws; equal rights -- sex discrimination --
"strict scrutiny" analysis.
HRS @ 572-1 is
presumed to be unconstitutional unless it can be
shown that the statute's sex-based classification
is justified by compelling state interests and
that it is narrowly drawn to avoid unnecessary
abridgments of constitutional rights.
COUNSEL: Daniel
R. Foley (Partington & Foley) for
plaintiffs-appellants Ninia Baehr, Genora Dancel,
Tammy Rodrigues, Antoinette Pregil, Pat Lagon,
and Joseph Melilio.
Sonia Faust
(Judy M. C. So with her on the briefs), Deputy
Attorneys General, for defendant-appellee John C.
Lewin.
On the briefs:
Kirk Cashmere
and Evan Wolfson, for amicus curiae Lambda Legal
Defense and Education Fund, Inc.
Carl M. Varady
(William B. Rubenstein, Ruth E. Harlow, and
Matthew A. Coles of American Civil Liberties
Union Foundation with him on the brief) for
amicus curiae American Civil Liberties Union
Foundation of Hawaii.
Lloyd James
Hochberg, Jr. (Donald A. Beck and Robert R.
Taylor [***11] of Beck & Taylor with him on
the brief) for amicus curiae Rutherford Institute
of Hawaii.
JUDGES: Moon,
Acting C.J., Levinson, J., Intermediate Court of
Appeals Chief Judge Burns, in place of Lum, C.J.,
Recused, Intermediate Court of Appeals Judge
Heen, in place of Klein, J., Recused, and Retired
Justice Hayashi, * Assigned by Reason of Vacancy.
Opinion by Levinson, J., in which Moon, C.J.,
Joins; Burns, J., concurring in the Result.
Concurring Opinion by Burns, J. Dissenting
Opinion by Heen, J.
* Retired
Associate Justice Hayashi, who was assigned by
reason of vacancy to sit with the justices of the
supreme court pursuant to article VI, @ 2 of the
Constitution of the State of Hawaii and HRS @
602-10 (1985), and whose temporary assignment
expired prior to the filing of this opinion,
would have joined in the dissent with Associate
Judge Heen.
OPINIONBY:
LEVINSON
OPINION: [*535]
[**48] The plaintiffs-appellants Ninia Baehr
(Baehr), Genora Dancel (Dancel), Tammy Rodrigues
(Rodrigues), Antoinette Pregil (Pregil), Pat
Lagon (Lagon), and Joseph Melilio (Melilio)
(collectively "the plaintiffs") appeal
the circuit court's order (and judgment entered
pursuant thereto) granting the motion of the
defendant-appellee [***12] [*536] John C. Lewin
(Lewin), in his official capacity as Director of
the Department of Health (DOH), State of Hawaii,
for judgment on the pleadings, resulting in the
dismissal of the plaintiffs' action with
prejudice for failure to state a claim against
Lewin upon which relief can be granted. Because,
for purposes of Lewin's motion, it is our duty to
view the factual allegations of the plaintiffs'
complaint in a light most favorable to them
(i.e., because we must deem such allegations as
true) and because it does not appear beyond doubt
that the plaintiffs cannot prove any set of facts
in support of their claim that would entitle them
to the relief they seek, we hold that the circuit
court erroneously dismissed the plaintiffs'
complaint. Accordingly, we vacate the circuit
court's order and judgment and remand this matter
to the circuit court for further proceedings
consistent with this opinion.
I. BACKGROUND
On May 1, 1991,
the plaintiffs filed a complaint for injunctive
and declaratory relief in the Circuit Court of
the First Circuit, State of Hawaii, seeking,
inter alia: (1) a declaration that Hawaii Revised
Statutes (HRS) @ 572-1 (1985) n1 -- the section
of [***13] the Hawaii Marriage Law enumerating
the [r]equisites of [a] valid marriage
contract" -- [*537] is unconstitutional
insofar as it is construed and applied by the DOH
to justify refusing to issue a marriage license
on the sole basis that the applicant couple is of
the same sex; and (2) preliminary and permanent
injunctions prohibiting the future withholding of
marriage licenses on that sole basis.
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n1 HRS @ 572-1
provides:
Requisites of
valid marriage contract. In order to make valid
the marriage contract, it shall be necessary
that:
(1) The
respective parties do not stand in relation to
each other of ancestor and descendant of any
degree whatsoever, brother and sister of the half
as well as to the whole blood, uncle and niece,
aunt and nephew, whether the relationship is
legitimate or illegitimate;
(2) Each of the
parties at the time of contracting the marriage
is at least sixteen years of age; provided that
with the written approval of the family court of
the circuit court within which the minor resides,
it shall be lawful for a person under the age of
sixteen years, but in no event under the age of
fifteen years, to marry, subject to section 572-2
[relating to consent of parent or guardian];
(3) The man does
not at the time have any lawful wife living and
that the woman does not at the time have any
lawful husband living;
(4) Consent of
neither party to the marriage has been obtained
by force, duress, or fraud;
(5) Neither of
the parties is a person afflicted with any
loathsome disease concealed from, and unknown to,
the other party;
(6) It shall in
no case be lawful for any person to marry in the
State without a license for that purpose duly
obtained from the agent appointed to grant
marriage licenses; and
(7) The marriage
ceremony be performed in the State by a person or
society with a valid license to solemnize
marriages and the man and woman to be married and
the person performing the marriage ceremony be
all physically present at the same place and time
for the marriage ceremony.
HRS @ 572-1
(1985) (emphasis added). In 1984, the legislature
amended the statute to delete the then existing
prerequisite that "[n]either of the parties
is impotent or physically incapable of entering
into the marriage state[.]" Act 119, @ 1,
1984 Haw. Sess. Laws 238-39 (emphasis added).
Correlatively, section 2 of Act 119 amended HRS @
580-21 (1985) to delete as a ground for annulment
the fact "that one of the parties was
impotent or physically incapable of entering into
the marriage state" at the time of the
marriage. Id. at 239 (emphasis added). The
legislature's own actions thus belie the
dissent's wholly unsupported declaration, at
594-95 n.8, that "the purpose of HRS @ 572-1
is to promote and protect propagation . . .
."
- - - - - - - -
- - - - - - - - -End Footnotes- - - - - - - - - -
- - - - - - - [***14]
In addition to
the necessary jurisdictional and venuerelated
averments, the plaintiffs' complaint alleges the
[*538] following facts: (1) on or about December
17, 1990, Baehr/Dancel, Rodrigues/Pregil, and
Lagon/Melilio (collectively "the applicant
couples") filed applications for marriage
licenses with the DOH, pursuant to HRS @ 572-6
(Supp. 1992); n2 (2) the DOH denied the applicant
couples' [*539] marriage license applications
solely on the ground that the applicant couples
were of the same sex; n3 (3) the applicant
couples have complied with all marriage contract
requirements and provisions under HRS ch. 572,
except that each applicant couple is of the same
sex; (4) the applicant couples are otherwise
eligible to secure marriage licenses from the
DOH, absent the statutory prohibition or
construction of HRS @ 572-1 excluding couples of
the same sex from securing marriage licenses; and
(5) in denying the applicant couples' marriage
license applications, the DOH was acting in its
official capacity and under color of state law.
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n2 HRS @ 572-6
provides:
Application;
license; limitations. To secure a license to
marry, the persons applying for the license shall
appear personally before an agent authorized to
grant marriage licenses and shall file with the
agent an application in writing. The application
shall be accompanied by a statement signed and
sworn to by each of the persons, setting forth:
the person's full name, date of birth, residence;
their relationship, if any; the full names of
parents; and that all prior marriages, if any,
have been dissolved by death or dissolution. If
all prior marriages have been dissolved by death
or dissolution, the statement shall also set
forth the date of death of the last prior spouse
or the date and jurisdiction in which the last
decree of dissolution was entered. Any other
information consistent with the standard marriage
certificate as recommended by the Public Health
Service, National Center for Health Statistics,
may be requested for statistical or other
purposes, subject to approval of and modification
by the department of health; provided that the
information shall be provided at the option of
the applicant and no applicant shall be denied a
license for failure to provide the information.
The agent shall indorse on the application, over
the agent's signature, the date of the filing
thereof and shall issue a license which shall
bear on its face the date of issuance. Every
license shall be of full force and effect for
thirty days commencing from and including the
date of issuance. After the thirty-day period,
the license shall become void and no marriage
ceremony shall be performed thereon.
It shall be the
duty of every person, legally authorized to issue
licenses to marry, to immediately report the
issuance of every marriage license to the agent
of the department of health in the district in
which the license is issued, setting forth all
the facts required to be stated in such manner
and on such form as the department may prescribe.
HRS @ 572-6 (Supp. 1992).
HRS @ 572-5(a)
(Supp. 1992) provides in relevant part that
"[t]he department of health shall appoint .
. . one or more suitable persons as agents
authorized to grant marriage licenses . . . in
each judicial circuit." [***15]
n3 Exhibits
"A," "C," and "D,"
attached to the plaintiffs' complaint, purport to
be identical letters dated April 12, 1991,
addressed to the respective applicant couples,
from the DOH's Assistant Chief and State
Registrar, Office of Health Status Monitoring,
which stated:
This will
confirm our previous conversation in which we
indicated that the law of Hawaii does not treat a
union between members of the same sex as a valid
marriage. We have been advised by our attorneys
that a valid marriage within the meaning of ch.
572, Hawaii Revised Statutes, must be one in
which the parties to the marriage contract are of
different sexes. In view of the foregoing, we
decline to issue a license for your marriage to
one another since you are both of the same sex
and for this reason are not capable of forming a
valid marriage contract within the meaning of ch.
572. Even if we did issue a marriage license to
you, it would not be a valid marriage under
Hawaii law.
(Emphasis
added.)
- - - - - - - -
- - - - - - - - -End Footnotes- - - - - - - - - -
- - - - - - -
Based on the
foregoing factual allegations, the plaintiffs'
complaint avers that: (1) the DOH's
interpretation [***16] and application of HRS @
572-1 to deny same-sex couples access to marriage
licenses violates the plaintiffs' right to
privacy, as guaranteed by article I, section 6 of
the Hawaii [*540] Constitution, n4 as well as to
the equal protection of the laws and due process
of law, as guaranteed by article I, section 5 of
the Hawaii Constitution; n5 (2) the plaintiffs
have no plain, adequate, or complete remedy at
law to redress their alleged injuries; and (3)
the plaintiffs are presently suffering and will
continue to suffer irreparable injury from the
DOH's acts, policies, and practices in the
absence of declaratory and injunctive relief.
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n4 Article I,
section 6 of the Hawaii Constitution provides:
The right of the
people to privacy is recognized and shall not be
infringed without the showing of a compelling
state interest. The legislature shall take
affirmative steps to implement this right.
Haw. Const. art.
I, @ 6 (1978).
n5 Article I,
section 5 of the Hawaii Constitution provides:
No person shall
be deprived of life, liberty or property without
due process of law, nor be denied the equal
protection of the laws, nor be denied the
enjoyment of the person's civil rights or be
discriminated against in the exercise thereof
because of race, religion, sex or ancestry.
Haw. Const. art.
I, @ 5 (1978).
- - - - - - - -
- - - - - - - - -End Footnotes- - - - - - - - - -
- - - - - - - [***17]
On June 7, 1991,
Lewin filed an amended answer to the plaintiffs'
complaint. In his amended answer, Lewin asserted
the defenses of failure to state a claim upon
which relief can be granted, sovereign immunity,
qualified immunity, and abstention in favor of
legislative action. n6 With regard to the
plaintiffs' factual allegations, Lewin admitted:
(1) his residency and status as the director of
the DOH; (2) that on or about December 17, 1990,
the applicant couples personally appeared before
an [*541] authorized agent of the DOH and applied
for marriage licenses; (3) that the applicant
couples' marriage license applications were
denied on the ground that each couple was of the
same sex; and (4) that the DOH did not address
the issue of the premarital examination required
by HRS @ 572-7(a) (Supp. 1992) n7 "upon
being advised" that the applicant couples
were of the same sex. Lewin denied all of the
remaining allegations of the complaint.
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n6 Lewin's
motion for judgment on the pleadings relied
exclusively on the ground that the plaintiffs'
complaint failed to state a claim upon which
relief could be granted, and the circuit court
granted the motion and entered judgment in
Lewin's favor on that basis alone. Accordingly,
the merits of Lewin's other defenses are not at
issue in this appeal, and we do not reach them.
[***18]
n7 In substance,
HRS @ 572-7(a) (Supp. 1992) requires "the
female" to accompany a marriage license
application with a signed physician's statement
verifying that she has been given a serological
test for immunity against rubella and has been
informed of the adverse effects of rubella on
fetuses. The statute exempts from the examination
requirement those females who provide proof of
live rubella virus immunization or laboratory
evidence of rubella immunity, "or who, by
reason of age or other medically determined
condition [are] not and never will be physically
able to conceive a child." Id.
- - - - - - - -
- - - - - - - - -End Footnotes- - - - - - - - - -
- - - - - - -
On July 9, 1991,
Lewin filed his motion for judgment on the
pleadings, pursuant to Hawaii Rules of Civil
Procedure (HRCP) 12(h)(2) (1990) n8 and 12(c)
(1990), n9 and to dismiss the plaintiffs'
complaint, pursuant to HRCP [*542] 12(b)(6)
(1990), n10 and memorandum in support thereof in
[*543] the circuit court. The memorandum was
unsupported by and contained no references to any
affidavits, depositions, answers to
interrogatories, or admissions on file. Indeed,
the record in this case suggests that [***19] the
parties have not conducted any formal discovery.
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n8 HRCP 12(h)(2)
(1990) provides in relevant part that "[a]
defense of failure to state a claim upon which
relief can be granted . . . may be made . . . by
motion for judgment on the pleadings . . .
."
n9 HRCP 12(c)
provides:
Motion for
Judgment on the Pleadings. After the pleadings
are closed but within such time as not to delay
the trial, any party may move for judgment on the
pleadings. If, on a motion for judgment on the
pleadings, matters outside the pleadings are
presented to and not excluded by the court, the
motion shall be treated as one for summary
judgment and disposed of as provided in Rule 56,
and all parties shall be given reasonable
opportunity to present all material made
pertinent to such motion by Rule 56.
HRCP 12(c)
(1990).
HRCP 56 provides
in relevant part:
(b) For
Defending Party. A party against whom a claim . .
. is asserted or a declaratory judgment is sought
may, at any time, move with or without supporting
affidavits for a summary judgment in his favor as
to all or any part thereof.
(c) Motion and
Proceedings thereon. The motion shall be served
at least 10 days before the time fixed for the
hearing. The adverse party prior to the day of
hearing may serve opposing affidavits. The
judgment sought shall be rendered forthwith if
the pleadings, depositions, answers to
interrogatories, and admissions on file, together
with the affidavits, if any, show that there is
no genuine issue as to any material fact and that
the moving party is entitled to a judgment as a
matter of law. . . .
. . . .
(e) Form of
Affidavits; Further Testimony; Defense Required.
Supporting and opposing affidavits shall be made
on personal knowledge, shall set forth such facts
as would be admissible in evidence, and shall
show affirmatively that the affiant is competent
to testify to the matters stated therein. Sworn
or certified copies of all papers or parts
thereof referred to in any affidavit shall be
attached thereto or served therewith. The court
may permit affidavits to be supplemented or
opposed by depositions, answers to
interrogatories, or further affidavits. . . .
HRCP 56 (1990).
[***20]
n10 HRCP 12(b)
provides in relevant part:
(b) How
Presented. Every defense, in law or fact, to a
claim for relief in any pleading . . . shall be
asserted in the responsive pleading thereto if
one is required, except that the following
defenses may at the option of the pleader be made
by motion: . . . (6) failure to state a claim
upon which relief can be granted . . . . A motion
making any of these defenses shall be made before
pleading if a further pleading is permitted. . .
. If, on a motion asserting the defense numbered
(6) to dismiss for failure of the pleading to
state a claim upon which relief can be granted,
matters outside the pleading are presented to and
not excluded by the court, the motion shall be
treated as one for summary judgment and disposed
of as provided in Rule 56, and all parties shall
be given reasonable opportunity to present all
material made pertinent to such a motion by Rule
56.
HRCP 12(b)
(1990).
- - - - - - - -
- - - - - - - - -End Footnotes- - - - - - - - - -
- - - - - - -
In his
memorandum, Lewin urged that the plaintiffs'
complaint failed to state a claim upon which
relief could be granted for the following
reasons: (1) the state's [***21] marriage laws
"contemplate marriage as a union between a
man and a woman"; (2) because the only
legally recognized right to marry "is the
right to enter a heterosexual marriage, [the]
plaintiffs do not have a cognizable right,
fundamental or otherwise, to enter into
state-licensed homosexual marriages"; n11
(3) the state's marriage laws do not
"burden, penalize, infringe, or interfere in
any way with the [plaintiffs'] private
relationships"; (4) the state is under no
obligation "to take affirmative steps to
provide homosexual unions with its official
approval"; (5) the state's marriage laws
"protect and foster and may help to
perpetuate the basic family unit, regarded as
vital to society, that provides status and a
nurturing environment to [*544] children born to
married persons" and, in addition,
"constitute a statement of the moral values
of the community in a manner that is not
burdensome to [the] plaintiffs"; (6)
assuming the plaintiffs are homosexuals (a fact
not pleaded in the plaintiffs' complaint), n12
they "are neither a suspect nor a
quasi-suspect class and do not require heightened
judicial solicitude"; and (7) even if
heightened judicial solicitude is warranted, the
[***22] state's marriage laws "are so
removed from penalizing, burdening, harming, or
otherwise interfering with [the] plaintiffs and
their relationships and perform such a critical
function in society that they must be
sustained."
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n11
"Homosexual" and "same-sex"
marriages are not synonymous; by the same token,
a "heterosexual" same-sex marriage is,
in theory, not oxymoronic. A
"homosexual" person is defined as
"[o]ne sexually attracted to another of the
same sex." Taber's Cyclopedic Medical
Dictionary 839 (16th ed. 1989).
"Homosexuality" is "sexual desire
or behavior directed toward a person or persons
of one's own sex." Webster's Encyclopedic
Unabridged Dictionary of the English Language 680
(1989). Conversely, "heterosexuality"
is "[s]exual attraction for one of the
opposite sex," Taber's Cyclopedic Medical
Dictionary at 827, or "sexual feeling or
behavior directed toward a person or persons of
the opposite sex." Webster's Encyclopedic
Unabridged Dictionary of the English Language at
667. Parties to "a union between a man and a
woman" may or may not be homosexuals.
Parties to a same-sex marriage could
theoretically be either homosexuals or
heterosexuals. [***23]
n12 Lewin is
correct that the plaintiffs' complaint does not
allege that the plaintiffs, or any of them, are
homosexuals. Thus it is Lewin, who, by virtue of
his motion for judgment on the pleadings, has
sought to place the question of homosexuality in
issue.
- - - - - - - -
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- - - - - - -
The plaintiffs
filed a memorandum in opposition to Lewin's
motion for judgment on the pleadings on August
29, 1991. Citing <=2> Au v. Au, 63 Haw.
210, 626 P.2d 173 (1981), and <=3> Midkiff
v. Castle & Cooke, Inc., 45 Haw. 409, 368
P.2d 887 (1962), they argued that, for purposes
of Lewin's motion, the circuit court was bound to
accept all of the facts alleged in their
complaint as true and that the complaint
therefore could not be dismissed for failure to
state a claim unless it appeared beyond doubt
that they could prove no set of facts that would
entitle them to the relief sought. Proclaiming
their homosexuality and asserting a fundamental
constitutional right to sexual orientation, the
plaintiffs reiterated their position that the
DOH's refusal to [***24] issue marriage licenses
to the applicant couples violated their rights to
privacy, equal protection of the laws, and due
process of law under article I, sections 5 and 6
of the Hawaii Constitution.
[*545] The
circuit court heard Lewin's motion on September
3, 1991, and, on October 1, 1991, filed its order
granting Lewin's motion for judgment on the
pleadings on the basis that Lewin was
"entitled to judgment in his favor as a
matter of law" and dismissing the
plaintiffs' complaint with prejudice. n13 The
plaintiffs' timely appeal followed.
- - - - - - - -
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- - - - - - -
n13 A final and
appealable judgment in Lewin's favor and against
the plaintiffs was filed contemporaneously with
the order granting the motion for judgment on the
pleadings.
- - - - - - - -
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- - - - - - -
II. JUDGMENT ON
THE PLEADINGS WAS ERRONEOUSLY GRANTED.
A complaint
should not be dismissed for failure to state a
claim unless it appears beyond doubt that the
plaintiff can prove no set of facts in support of
his or her claim that would entitle him or her to
relief. <=4> Ravelo v. County of Hawaii, 66
Haw. 194, 198, 658 P.2d 883, 886 (1983) [***25]
(quoting <=5> Midkiff, 45 Haw. at 414, 368
P.2d at 890); <=6> Marsland v. Pang, 5 Haw.
App. 463, 474, 701 P.2d 175, 185-86, cert.
denied, <=7> 67 Haw. 686, 744 P.2d 781
(1985). We must therefore view a plaintiff's
complaint in a light most favorable to him or her
in order to determine whether the allegations
contained therein could warrant relief under any
alternative theory. <=8> Ravelo, 66 Haw. at
199, 658 P.2d at 886. For this reason, in
reviewing the circuit court's order dismissing
the plaintiffs' complaint in this case, our
consideration is strictly limited to the
allegations of the complaint, and we must deem
those allegations to be true. <=9> Au, 63
Haw. at 214, 626 P.2d at 177 (1981).
An HRCP 12(c)
motion serves much the same purpose as an HRCP
12(b)(6) motion, except that it is made after
[*546] the pleadings are closed. <=10>
Marsland, 5 Haw. App. at 474, 701 P.2d at 186.
"'A Rule 12(c) motion . . . for [***26] a
judgment on the pleadings only has utility when
all material allegations of fact are admitted in
the pleadings and only questions of law
remain.'" <=11> Id. at 475, 701 P.2d
at 186 (citing 5 Wright and Miller, Federal
Practice and Procedure: Civil @ 1357 (1969)).
Based on the
foregoing authority, it is apparent that an order
granting an HRCP 12(c) motion for judgment on the
pleadings must be based solely on the contents of
the pleadings. A claim that is evidentiary in
nature and requires findings of fact to resolve
cannot properly be disposed of under the rubric
of HRCP 12(c). Cf. Nawahie v. Goo Wan Hoy, 26
Haw. 111 (1921) ("Only such facts as were
properly before the court below at the time of
the rendition of the decree appealed from and
which appear in the record . . . on appeal will
be considered. All other matters will be treated
as surplusage and of course will be
disregarded.") We have recognized that
consideration of matters outside the pleadings
transforms a motion seeking dismissal of a
complaint into an HRCP 56 motion for summary
judgment. See <=13> Au, 63 Haw. at 213, 626
P.2d at 176; [***27] <=14> Del Rosario v.
Kohanuinui, 52 Haw. 583, 483 P.2d 181 (1971);
HRCP 12(b) (1990); cf. HRCP 12(c) (1990). But
resort to matters outside the record, by way of
"[u]nverified statements of fact in
counsel's memorandum or representations made in
oral argument" or otherwise, cannot
accomplish such a transformation. See <=15>
Au, 63 Haw. at 213, 626 P.2d at 177; cf.
<=16> Asada v. Sunn, 66 Haw. 454, 455, 666
P.2d 584, 585 (1983); <=17> Mizoguchi v.
State Farm Mut. Auto. Ins. Co., 66 Haw. 373,
381-82, 663 P.2d 1071, 1076-77 (1983); HRCP 56(e)
(1990).
[*547] A. The
Circuit Court Made Evidentiary Findings of Fact.
Notwithstanding
the absence of any evidentiary record before it,
the circuit court's October 1, 1991 order
granting Lewin's motion for judgment on the
pleadings contained a variety of findings of
fact. For example, the circuit court
"found" that: (1) HRS @ 572-1
"does not infringe upon a person's
individuality or lifestyle decisions, and none of
the plaintiffs has provided testimony to the
[***28] contrary"; (2) HRS @ 572-1
"does not . . . restrict [or] burden . . .
the exercise of the right to engage in a
homosexual lifestyle"; (3) Hawaii has
exhibited a "history of tolerance for all
peoples and their cultures"; (4) "the
plaintiffs have failed to show that they have
been ostracized or oppressed in Hawaii and have
opted instead to rely on a general statement of
historic problems encountered by homosexuals
which may not be relevant to Hawaii"; (5)
"homosexuals in Hawaii have not been
relegated to a position of 'political
powerlessness.' . . . [T]here is no evidence that
homosexuals and the homosexual legislative agenda
have failed to gain legislative support in
Hawaii"; (6) the "[p]laintiffs have
failed to show that homosexuals constitute a
suspect class for equal protection analysis under
[a]rticle I, [s]ection 5 of the Hawaii State
Constitution;" (7) "the issue of
whether homosexuality constitutes an immutable
trait has generated much dispute in the relevant
scientific community"; n14 and (8) HRS @
572-1 "is obviously designed to promote the
general welfare interests of the [*548] community
by sanctioning traditional man-woman family units
and procreation." [***29] (Emphasis added.)
- - - - - - - -
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- - - - - - -
n14 For the
reasons stated, infra, in this opinion, it is
irrelevant, for purposes of the constitutional
analysis germane to this case, whether
homosexuality constitutes "an immutable
trait" because it is immaterial whether the
plaintiffs, or any of them, are homosexuals.
Specifically, the issue is not material to the
equal protection analysis set forth in section
II. C of this opinion, infra at 557-580. Its
resolution is unnecessary to our ruling that HRS
@ 572-1, both on its face as applied, denies
same-sex couples access to the marital status and
its concomitant rights and benefits. Its
resolution is also unnecessary to our conclusion
that it is the state's regulation of access to
the marital status, on the basis of the
applicants' sex, that gives rise to the question
whether the applicant couples have been denied
the equal protection of the laws in violation of
article I, section 5 of the Hawaii Constitution.
See infra at 558-571. And, in particular, it is
immaterial to the exercise of "strict
scrutiny" review, see infra at 571-580,
inasmuch as we are unable to perceive any
conceivable relevance of the issue to the
ultimate conclusion of law -- which, in the
absence of further evidentiary proceedings, we
cannot reach at this time -- regarding whether
HRS @ 572-1 furthers compelling state interests
and is narrowly drawn to avoid unnecessary
abridgments of constitutional rights. See infra
at 580-81.
In light of the
above, we disagree with Chief Judge Burns's
position that "questions whether
heterosexuality, homosexuality, bisexuality, and
asexuality are 'biologically fated' are relevant
questions of fact[.]" Concurring opinion at
587. This preoccupation seems simply to restate
the immaterial question whether sexual
orientation is an "immutable trait."
- - - - - - - -
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- - - - - - - [***30]
Although not
expressly denominated as such, the circuit
court's order also contained a number of
conclusions of law. n15 These included: (1)
"[t]he right to enter into a homosexual
marriage is not a fundamental right protected by
[a]rticle I, [s]ection 6 of the Hawaii State
Constitution"; (2) the right to be free from
the denial of a person's [*549] civil rights or
from discrimination in the exercise thereof
because of "sexual orientation [is] . . .
covered under [a]rticle I, [s]ection 5 of the
State Constitution"; (3) HRS @ 572-1
"permits heterosexual marriages but not
homosexual marriages" and "does not
violate the due process clause of [a]rticle I,
[s]ection 5 of the Hawaii State
Constitution"; (4) HRS @ 572-1
"represents a legislative decision to extend
the benefits of lawful marriage only to
traditional family units which consist of male
and female partners"; (5) "[b]ecause
[entering into a] homosexual marriage [is not] a
fundamental [constitutional] right . . ., the
provisions of section 572-1 do not violate the
due process clause of [a]rticle I, [s]ection 5 of
the Hawaii State Constitution"; (6)
"[h]omosexuals do not constitute a 'suspect
class' for purposes of equal protection [***31]
analysis under [a]rticle I, [s]ection 5 of the
Hawaii State Constitution"; (7) "a
group must have been subject to purposeful,
unequal treatment or have been relegated to a
position of political powerlessness in order to
be considered a 'suspect class' for the purposes
of constitutional analysis"; (8) "[a]
law which classifies on the basis of race
deserves the utmost judicial scrutiny because
race clearly qualifies as a suspect
classification. The same cannot be convincingly
said with respect to homosexuals as a
group"; (9) "the classification created
by section 572-1 must meet only the rational
relationship test"; (10) "[t]he
classification of section 572-1 meets the
rational relationship test"; (11)
"[s]ection 572-1 is clearly a rational,
legislative effort to advance the general welfare
of the community by permitting only heterosexual
couples to legally marry"; and, finally,
(12) Lewin "is entitled to judgment in his
favor as a matter of law[.]"
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n15 A
"conclusion of law," for present
purposes, is either: (1) a "[f]inding by
[the] court as determined through application of
rules of law"; (2) "[p]ropositions of
law which [the] judge arrives at after, and as a
result of, finding certain facts in [the]
case[;]" or (3) "[t]he final judgment
or decree required on [the] basis of facts
found[.]" Black's Law Dictionary 290 (6th
ed. 1990). The second category may constitute
such "mixed questions of fact and law"
as "are dependent upon the facts and
circumstances of each individual case[.]"
See <=18> Coll v. McCarthy, 72 Haw. 20, 28,
804 P.2d 881, 886 (1991).
- - - - - - - -
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- - - - - - - [***32]
In reviewing the
circuit court's order on appeal, as noted above,
we must deem all of the factual allegations of
[*550] the plaintiffs' complaint as true or
admitted, see <=19> Au, 63 Haw. at 214, 626
P.2d at 177; <=20> Marsland, 5 Haw. App. at
475, 701 P.2d at 186, and, in the absence of an
evidentiary record, ignore all of the circuit
court's findings of fact. See <=21> Au, 63
Haw. at 213, 626 P.2d at 177; <=22>
Marsland, 5 Haw. App. at 475, 701 P.2d at 186;
cf. <=23> Asada, 66 Haw. at 455, 666 P.2d
at 585; <=24> Mizoguchi, 66 Haw. at 381-82,
663 P.2d at 1076-77; Nawahie, 26 Haw. at 111;
HRCP 12(c) and 56(e). Ultimately, our task on
appeal is to determine whether the circuit
court's order, stripped of its improper factual
findings, supports its conclusion that Lewin is
entitled to judgment as a matter of law and, by
implication, that it appears beyond doubt that
the plaintiffs [***33] can prove no set of facts
in support of their claim that would entitle them
to relief under any alternative theory. See
<=26> Ravelo, 66 Haw. at 198-99;
<=27> Au, 63 Haw. at 214, 626 P.2d at 177;
<=28> Marsland, 5 Haw. App. at 474-75.
We conclude that
the circuit court's order runs aground on the
shoals of the Hawaii Constitution's equal
protection clause and that, on the record before
us, unresolved factual questions preclude entry
of judgment, as a matter of law, in favor of
Lewin and against the plaintiffs. Before we
address the plaintiffs' equal protection claim,
however, it is necessary as a threshold matter to
consider their allegations regarding the right to
privacy (and, derivatively, due process of law)
within the context of the record in its present
embryonic form.
B. The Right to
Privacy Does Not Include a Fundamental Right to
Same-Sex Marriage.
It is now well
established that "'a right to personal
privacy, or a guarantee of certain areas or zones
of privacy,' is implicit in the United States
Constitution." <=29> State v. Mueller,
66 Haw. 616, 618, 671 P.2d 1351, 1353 [*551]
(1983) [***34] (quoting <=30> Roe v. Wade,
410 U.S. 113, 152, 93 S. Ct. 705, 726, 35 L. Ed.
2d 147 (1973)). And article I, section 6 of the
Hawaii Constitution expressly states that
"[t]he right of the people to privacy is
recognized and shall not be infringed without the
showing of a compelling state interest."
Haw. Const. art. I, @ 6 (1978). The framers of
the Hawaii Constitution declared that the
"privacy concept" embodied in article
I, section 6 is to be "treated as a
fundamental right[.]" <=31> State v.
Kam, 69 Haw. 483, 493, 748 P.2d 372, 378 (1988)
(citing Comm. Whole Rep. No. 15, in 1 Proceedings
of the Constitutional Convention of Hawaii of
1978, at 1024 (1980)).
When article I,
section 6 of the Hawaii Constitution was being
adopted, the 1978 Hawaii Constitutional
Convention, acting as a committee of the whole,
clearly articulated the rationale for its
adoption:
By amending the
Constitution to include a separate and distinct
privacy right, it is the intent of your Committee
to insure that privacy is treated as a
fundamental right for purposes of constitutional
analysis. . . . This [***35] right is similar to
the privacy right discussed in cases such as
<=32> Griswold v. Connecticut, [381 U.S.
479, 85 S. Ct. 1678, 14 L. Ed. 2d 510 (1965)],
<=33> Eisenstadt v. Baird, [405 U.S. 438,
92 S. Ct. 1029, 31 L. Ed. 2d 349 (1972)], Roe v.
Wade, etc. It is a right that, though unstated in
the federal Constitution, emanates from the
penumbra of several guarantees of the Bill of
Rights. Because of this, there has been some
confusion as to the source of the right and the
importance of it. As such, it is treated as a
fundamental right subject to interference only
when a compelling state interest is demonstrated.
By inserting clear and specific language
regarding [*552] this right into the
Constitution, your Committee intends to alleviate
any possible confusion over the source of the
right and the existence of it.
Comm. Whole Rep.
No. 15, 1 Proceedings, at 1024. This court cited
the same passage in <=34> Mueller, 66 Haw.
at 625-26, 671 P.2d at 1357-58, in an attempt to
determine the "intended scope of privacy
[***36] protected by the Hawaii
Constitution." <=35> Id. at 626, 671
P.2d at 1358. We ultimately concluded in Mueller
that the federal cases cited by the Convention's
committee of the whole should guide our
construction of the intended scope of article I,
section 6. Id.
Accordingly,
there is no doubt that, at a minimum, article I,
section 6 of the Hawaii Constitution encompasses
all of the fundamental rights expressly
recognized as being subsumed within the privacy
protections of the United States Constitution. In
this connection, the United States Supreme Court
has declared that "the right to marry is
part of the fundamental 'right of privacy'
implicit in the Fourteenth Amendment's Due
Process Clause." <=36> Zablocki v.
Redhail, 434 U.S. 374, 384, 98 S. Ct. 673, 680,
54 L. Ed. 2d 618 (1978). The issue in the present
case is, therefore, whether the "right to
marry" protected by article I, section 6 of
the Hawaii Constitution extends to same-sex
couples. Because article I, section 6 was
expressly derived from the general right to
privacy under the United States Constitution and
because [***37] there are no Hawaii cases that
have delineated the fundamental right to marry,
this court, as we did in Mueller, looks to
federal cases for guidance.
The United
States Supreme Court first characterized the
right of marriage as fundamental in <=37>
Skinner v. Oklahoma ex rel. Williamson, 316 U.S.
535, 62 S. Ct. 1110, 86 L. Ed. 1655 (1942). In
Skinner, the right to marry [*553] was
inextricably linked to the right of procreation.
The dispute before the court arose out of an
Oklahoma statute that allowed the state to
sterilize "habitual criminals" without
their consent. In striking down the statute, the
Skinner court indicated that it was "dealing
. . . with legislation which involve[d] one of
the basic civil rights of man. Marriage and
procreation are fundamental to the very existence
and survival of the race." <=38> Id.
at 541, 62 S. Ct. at 1113 (emphasis added).
Whether the court viewed marriage and procreation
as a single indivisible right, the least that can
be said is that it was obviously contemplating
unions between men and women when it ruled
[***38] that the right to marry was fundamental.
This is hardly surprising inasmuch as none of the
United States sanctioned any other marriage
configuration at the time.
The United
States Supreme Court has set forth its most
detailed discussion of the fundamental right to
marry in Zablocki, supra, which involved a
Wisconsin statute that prohibited any resident of
the state with minor children "not in his
custody and which he is under obligation to
support" from obtaining a marriage license
until the resident demonstrated to a court that
he was in compliance with his child support
obligations. <=39> 434 U.S. at 376, 98 S.
Ct. at 675. The Zablocki court held that the
statute burdened the fundamental right to marry;
applying the "strict scrutiny" standard
to the statute, the court invalidated it as
violative of the fourteenth amendment to the
United States Constitution. <=40> Id. at
390-91, 98 S. Ct. at 683. In so doing, the
Zablocki court delineated its view of the
evolution of the federally recognized fundamental
right of marriage as follows:
Long ago, in
<=41> Maynard v. Hill, 125 U.S. 190[, 8 S.
Ct. 723, 31 L. Ed. 654] [***39] (1888), the Court
characterized marriage as "the most
important relation [*554] in life,"
<=42> id., at 205, [8 S. Ct., at 726,] and
as "the foundation of the family and of
society, without which there would be neither
civilization nor progress," <=43> id.,
at 211[, 8 S. Ct., at 729]. In <=44> Meyer
v. Nebraska, 262 U.S. 390[, 43 S. Ct. 625, 67 L.
Ed. 1042] (1923), the Court recognized that the
right "to marry, establish a home and bring
up children" is a central part of the
liberty protected by the Due Process Clause,
<=45> id., at 399, [43 S. Ct., at 626,] and
in <=46> Skinner v. Oklahoma ex rel.
Williamson, supra, marriage was described as
"fundamental to the very existence and
survival of the race," <=47> 316 U.S.,
at 541[, 62 S. Ct., at 1113].
. . . .
It is not
surprising that the decision to marry has been
placed on the same level of importance as [***40]
decisions relating to procreation, childbirth,
child rearing, and family relationships. As the
facts of this case illustrate, it would make
little sense to recognize a right of privacy with
respect to other matters of family life and not
with respect to the decision to enter the
relationship that is the foundation of the family
in our society. The woman whom appellee desired
to marry had a fundamental right to seek an
abortion of their expected child, see <=48>
Roe v. Wade, supra, or to bring the child into
life to suffer the myriad social, if not
economic, disabilities that the status of
illegitimacy brings . . . . Surely, a decision to
marry and raise the child in a traditional family
setting must receive equivalent protection. And,
if appellee's right to procreate means anything
at all, it must imply some right to enter the
only [*555] relationship in which the State of
Wisconsin allows sexual relations legally to take
place.
Id. at 384-86,
98 S. Ct. at 680-81 (citations and footnote
omitted). Implicit in the Zablocki court's link
between the right to marry, on the one hand, and
the fundamental rights of [***41] procreation,
childbirth, abortion, and child rearing, on the
other, is the assumption that the one is simply
the logical predicate of the others.
The foregoing
case law demonstrates that the federal construct
of the fundamental right to marry -- subsumed
within the right to privacy implicitly protected
by the United States Constitution -- presently
contemplates unions between men and women. (Once
again, this is hardly surprising inasmuch as such
unions are the only state-sanctioned marriages
currently acknowledged in this country.)
Therefore, the
precise question facing this court is whether we
will extend the present boundaries of the
fundamental right of marriage to include same-sex
couples, or, put another way, whether we will
hold that same-sex couples possess a fundamental
right to marry. In effect, as the applicant
couples frankly admit, we are being asked to
recognize a new fundamental right. There is no
doubt that "[a]s the ultimate judicial
tribunal with final, unreviewable authority to
interpret and enforce the Hawaii Constitution, we
are free to give broader privacy protection
[under article I, section 6 of the Hawaii
Constitution] than that given by the federal
[***42] constitution." <=49> Kam, 69
Haw. at 491, 748 P.2d at 377 (citations omitted).
However, we have also held that the privacy right
found in article I, section 6 is similar to the
federal right and that no "purpose to lend
talismanic effect" to abstract phrases such
as "intimate decision" or
"personal autonomy" can "be
inferred from [article I, section 6], any more
than . . . from [*556] the federal
decisions." <=50> Mueller, 66 Haw. at
630, 671 P.2d at 1360.
In Mueller, this
court, in attempting to circumscribe the scope of
article I, section 6, found itself ultimately
"led back to" the landmark United
States Supreme Court cases "in [its] search
for guidance" on the issue. <=51> Id.
at 626, 671 P.2d at 1358. In the case that first
recognized a fundamental right to privacy,
<=52> Griswold v. Connecticut, 381 U.S.
479, 85 S. Ct. 1678 (1965), the court declared
that it was "deal[ing] with a right . . .
older than the Bill of Rights[.]"
<=53> Id. at 486, 85 S. Ct. at 1682.
[***43] And in a concurring opinion, Justice
Goldberg observed that judges "determining
which rights are fundamental" must look not
to "personal and private notions," but
to the "traditions and [collective]
conscience of our people" to determine
whether a principle is "so rooted [there] .
. . as to be ranked as fundamental." . . .
The inquiry is whether a right involved "is
of such a character that it cannot be denied
without violating those 'fundamental principles
of liberty and justice which lie at the base of
all our civil and political institutions' . . .
." <=54> Id. at 493, 85 S. Ct. at
1686-87 (Goldberg, J., concurring) (citations
omitted). n16
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n16 In Mueller,
this court cited <=55> Palko v.
Connecticut, 302 U.S. 319, 58 S. Ct. 149, 82 L.
Ed. 288 (1937), for the proposition that only
rights that are implicit in the concept of
ordered liberty can be deemed fundamental.
Pursuant to that standard, this court held that a
prostitute did not have a fundamental right under
article I, section 6 of the Hawaii Constitution
to conduct business in her own home. <=56>
66 Haw. at 628, 630, 671 P.2d at 1359-60.
- - - - - - - -
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- - - - - - - [***44]
Applying the
foregoing standards to the present case, we do
not believe that a right to same-sex marriage is
so rooted in the traditions and collective
conscience of our [*557] people that failure to
recognize it would violate the fundamental
principles of liberty and justice that lie at the
base of all our civil and political institutions.
Neither do we believe that a right to same-sex
marriage is implicit in the concept of ordered
liberty, such that neither liberty nor justice
would exist if it were sacrificed. Accordingly,
we hold that the applicant couples do not have a
fundamental constitutional right to same-sex
marriage arising out of the right to privacy or
otherwise.
Our holding,
however, does not leave the applicant couples
without a potential remedy in this case. As we
will discuss below, the applicant couples are
free to press their equal protection claim. If
they are successful, the State of Hawaii will no
longer be permitted to refuse marriage licenses
to couples merely on the basis that they are of
the same sex. But there is no fundamental right
to marriage for same-sex couples under article I,
section 6 of the Hawaii Constitution.
C. Inasmuch as
the Applicant [***45] Couples Claim That the
Express Terms of HRS @ 572-1, which Discriminates
against Same-Sex Marriages, Violate Their Rights
under the Equal Protection Clause of the Hawaii
Constitution, the Applicant Couples Are Entitled
to an Evidentiary Hearing to Determine Whether
Lewin Can Demonstrate that HRS @ 572-1 Furthers
Compelling State Interests and Is Narrowly Drawn
to Avoid Unnecessary Abridgments of
Constitutional Rights.
In addition to
the alleged violation of their constitutional
rights to privacy and due process of law, the
applicant couples contend that they have been
denied the equal protection of the laws as
guaranteed by article section 5 [*558] of the
Hawaii Constitution. On appeal, the plaintiffs
urge and, on the state of the bare record before
us, we agree that the circuit court erred when it
concluded, as a matter of law, that: (1)
homosexuals do not constitute a "suspect
class" for purposes of equal protection
analysis under article I, section 5 of the Hawaii
Constitution; n17 (2) the classification created
by HRS @ 572-1 is not subject to "strict
scrutiny," but must satisfy only the
"rational relationship" test; and (3)
HRS @ 572-1 satisfies the rational relationship
[***46] test because the legislature
"obviously designed [it] to promote the
general welfare interests of the community by
sanctioning traditional man-woman family units
and procreation."
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- - - - - - -
n17 For the
reasons stated, infra, in this opinion, it is
irrelevant, for purposes of the constitutional
analysis germane to this case, whether
homosexuals constitute a "suspect
class" because it is immaterial whether the
plaintiffs, or any of them, are homosexuals. See
supra note 14.
- - - - - - - -
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- - - - - - -
1. Marriage is a
state-conferred legal partnership status, the
existence of which gives rise to a multiplicity
of rights and benefits reserved exclusively to
that particular relation.
The power to
regulate marriage is a sovereign function
reserved exclusively to the respective states.
<=57> Salisbury v. List, 501 F. Supp. 105,
107 (D. Nev. 1980); see <=58> O'Neill v.
Dent, 364 F. Supp. 565 (E.D.N.Y. 1973). By its
very nature, the power to regulate the marriage
relation includes the power [***47] to determine
the requisites of a valid marriage contract and
to control the qualifications of the contracting
parties, the forms and procedures necessary to
solemnize the marriage, the duties and
obligations it creates, its effect upon property
and other rights, and the [*559] grounds for
marital dissolution. Id.; see also <=59>
Maynard v. Hill, supra.
In other words,
marriage is a state-conferred legal status, the
existence of which gives rise to rights and
benefits reserved exclusively to that particular
relationship. This court construes marriage as
"'a partnership to which both partners bring
their financial resources as well as their
individual energies and efforts.'"
<=60> Gussin v. Gussin, 73 Haw. 470, 483,
836 P.2d 484, 491 (1992) (citation omitted);
<=61> Myers v. Myers, 70 Haw. 143, 154, 764
P.2d 1237, 1244, reconsideration denied,
<=62> 70 Haw. 661, 796 P.2d 1004 (1988);
<=63> Cassiday v. Cassiday, 68 Haw. 383,
387, 716 P.2d 1133, 1136 (1986). [***48] So
zealously has this court guarded the state's role
as the exclusive progenitor of the marital
partnership that it declared, over seventy years
ago, that "common law" marriages --
i.e., "marital" unions existing in the
absence of a state-issued license and not
performed by a person or society possessing
governmental authority to solemnize marriages --
would no longer be recognized in the Territory of
Hawaii. Parke v. Parke, 25 Haw. 397, 404-05
(1920). n18
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- - - - - - -
n18 In Parke, a
"common law" petitioner sought
unsuccessfully to derive the benefits of
inheritance rights unique to a married spouse,
apparently having affirmatively chosen not to
seek the state-conferred status of a lawful
marriage "partner." Id. at 398, 405. A
"same sex spouse" suffered the
identical fate in <=66> De Santo v.
Barnsley, 328 Pa. Super. 181, 476 A.2d 952 (1984)
(two persons of same sex cannot contract common
law marriage, notwithstanding state's recognition
of common law marriage between persons of
different sex), a decision on which Lewin relies
in his answering brief. It is ironic that, in
arguing before the circuit court that Hawaii's
marriage laws do not "burden, penalize,
infringe, or interfere in any way with the
[plaintiffs'] private relationships" and in
urging before this court that their
"relationships are not disturbed in any
manner by" HRS @ 572-1, Lewin implicitly
suggests that the applicant couples should be
content with a de facto status that the state
declines to acknowledge de jure and that lacks
the statutory rights and benefits of marriage.
See infra at 560-62.
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- - - - - - - [***49]
[*560] Indeed,
the state's monopoly on the business of marriage
creation has been codified by statute for more
than a century. HRS @ 572-1(7), descended from an
1872 statute of the Hawaiian Kingdom, conditions
a valid marriage contract on "[t]he marriage
ceremony be[ing] performed in the State by a
person or society with a valid license to
solemnize marriages[.]" HRS @ 572-11 (1985)
accords the DOH sole authority to grant licenses
to solemnize marriages, and HRS @ 572-12 (1985)
restricts the issuance of such licenses to
clergy, representatives of religious societies
(such as the Society of Friends) not having
clergy but providing solemnization by custom, and
judicial officers. Finally, HRS @@ 572-5 and
572-6 vest the DOH with exclusive authority to
issue licenses to marriage applicants and to
ensure that the general requisites and procedures
prescribed by HRS chapter 572 are satisfied. The
applicant couples correctly contend that the
DOH's refusal to allow them to marry on the basis
that they are members of the same sex deprives
them of access to a multiplicity of rights and
benefits that are contingent upon that status.
Although it is unnecessary in this opinion to
engage in [***50] an encyclopedic recitation of
all of them, a number of the most salient marital
rights and benefits are worthy of note. They
include: (1) a variety of state income tax
advantages, including deductions, credits, rates,
exemptions, and estimates, under HRS chapter 235
(1985 and Supp. 1992); (2) public assistance from
and exemptions relating to the Department of
Human Services under HRS chapter 346 (1985 and
Supp. 1992); (3) control, division, acquisition,
and disposition of community [*561] property
under HRS chapter 510 (1985); (4) rights relating
to dower, curtesy, and inheritance under HRS
chapter 533 (1985 and Supp. 1992); (5) rights to
notice, protection, benefits, and inheritance
under the Uniform Probate Code, HRS chapter 560
(1985 and Supp. 1992); (6) award of child custody
and support payments in divorce proceedings under
HRS chapter 571 (1985 and Supp. 1992); (7) the
right to spousal support pursuant to HRS @ 572-24
(1985); (8) the right to enter into premarital
agreements under HRS chapter 572D (Supp. 1992);
(9) the right to change of name pursuant to HRS @
574-5(a)(3) (Supp. 1992); (10) the right to file
a nonsupport action under HRS chapter 575 (1985
and Supp. 1992); [***51] (11) post-divorce rights
relating to support and property division under
HRS chapter 580 (1985 and Supp. 1992); (12) the
benefit of the spousal privilege and confidential
marital communications pursuant to Rule 505 of
the Hawaii Rules of Evidence (1985); (13) the
benefit of the exemption of real property from
attachment or execution under HRS chapter 651
(1985); and (14) the right to bring a wrongful
death action under HRS chapter 663 (1985 and
Supp. 1992). For present purposes, it is not
disputed that the applicant couples would be
entitled to all of these marital rights and
benefits, but for the fact that they are denied
access to the state-conferred legal status of
marriage.
2. HRS @ 572-1,
on its face, discriminates based on sex against
the applicant couples in the exercise of the
civil right of marriage, thereby implicating the
equal protection clause of article I, section 5
of the Hawaii Constitution.
Notwithstanding
the state's acknowledged stewardship over the
institution of marriage, the extent of
permissible [*562] state regulation of the right
of access to the marital relationship is subject
to constitutional limitations or constraints.
See, e.g., <=67> Zablocki, 435 U.S. at
388-91, 98 S. Ct. at 682-83; [***52] <=68>
Loving v. Virginia, 388 U.S. 1, 7-12, 87 S. Ct.
1817, 1821-24, 18 L. Ed. 2d 1010 (1967);
<=69> Salisbury, 501 F. Supp. at 107
(citing <=70> Johnson v. Rockefeller, 58
F.R.D. 42 (S.D.N.Y. 1972)). It has been held that
a state may deny the right to marry only for
compelling reasons. <=71> Salisbury, 501 F.
Supp. at 107; <=72> Johnson, supra. n19
- - - - - - - -
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- - - - - - -
n19 For example,
states, including Hawaii, may and do prohibit
marriage for such "compelling" reasons
as consanguinity (to prevent incest), see, e.g.,
HRS @ 572-1(1), immature age (to protect the
welfare of children), see, e.g., HRS @@ 572-1(2)
and 572-2 (1985), presence of venereal disease
(to foster public health), see, e.g., HRS @
572-1(5), and to prevent bigamy, see, e.g., HRS @
572-1(3). See also <=73> Zablocki, 434 U.S.
at 392, 98 S. Ct. at 684 (concurring opinion of
Stewart, J.); <=74> Salisbury, 501 F. Supp.
at 107.
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- - - - - - - [***53]
The equal
protection clauses of the United States and
Hawaii Constitutions are not mirror images of one
another. The fourteenth amendment to the United
States Constitution somewhat concisely provides,
in relevant part, that a state may not "deny
to any person within its jurisdiction the equal
protection of the laws." Hawaii's
counterpart is more elaborate. Article I, section
5 of the Hawaii Constitution provides in relevant
part that "[n]o person shall . . . be denied
the equal protection of the laws, nor be denied
the enjoyment of the person's civil rights or be
discriminated against in the exercise thereof
because of race, religion, sex, or
ancestry." (Emphasis added.) Thus, by its
plain language, the Hawaii Constitution prohibits
state-sanctioned discrimination against any
person in the exercise of his or her civil rights
on the basis of sex.
"The
freedom to marry has long been recognized as one
of the vital personal rights essential to the
orderly [*563] pursuit of happiness by free
[people]." <=75> Loving, 388 U.S. at
12, 87 S. Ct. at 1824. So "fundamental"
does the United States Supreme Court consider the
[***54] institution of marriage that it has
deemed marriage to be "one of the 'basic
civil rights of [men and women.]'" Id.
(quoting <=76> Skinner, 316 U.S. at 541, 62
S. Ct. at 1113).
Black's Law
Dictionary (6th ed. 1990) defines "civil
rights" as synonymous with "civil
liberties." Id. at 246. "Civil
liberties" are defined, inter alia, as
"[p]ersonal, natural rights guaranteed and
protected by Constitution; e.g., . . . freedom
from discrimination . . . . Body of law dealing
with natural liberties . . . which invade equal
rights of others. Constitutionally, they are
restraints on government." Id. This court
has held, in another context, that such
"privilege[s] of citizenship . . . cannot be
taken away [on] any of the prohibited bases of
race, religion, sex or ancestry" enumerated
in article I, section 5 of the Hawaii
Constitution and that to do so violates the right
to equal protection of the laws as guaranteed by
that constitutional provision. <=77> State
v. Levinson, 71 Haw. 492, 499, 795 P.2d 845,
849-50 (1990) (exclusion of female jurors solely
because of [***55] their sex denies them equal
protection under Hawaii Constitution) (emphasis
added).
Rudimentary
principles of statutory construction render
manifest the fact that, by its plain language,
HRS @ 572-1 restricts the marital relation to a
male and a female. "'[T]he fundamental
starting point for statutory interpretation is
the language of the statute itself. . . . [W]here
the statutory language is plain and
unambiguous,'" we construe it according
"'to its plain and obvious meaning.'"
<=78> Schmidt v. Board of Directors of
Ass'n of Apartment Owners of The Marco Polo
Apartments, 73 Haw. 526, 531-32, 836 P.2d 479,
482 (1992); <=79> In re Tax Appeal of Lower
Mapunapuna Tenants Ass'n, [*564] 73 Haw. 63, 68,
828 P.2d 263, 266 (1992). The non-consanguinity
requisite contained in HRS @ 572-1(1) precludes
marriages, inter alia, between "brother and
sister," "uncle and niece," and
"aunt and nephew[.]" The anti-bigamy
requisite contained in HRS @ 572-1(3) forbids a
marriage between a "man" or a
"woman" as the case may be, who, at the
time, has a living and "lawful wife . . .
[or] husband[.]" And the [***56] requisite,
set forth in HRS @ 572-1(7), requiring marriage
ceremonies to be performed by state-licensed
persons or entities expressly speaks in terms of
"the man and woman to be married[.]"
n20 Accordingly, on its face and (as Lewin
admits) as applied, HRS @ 572-1 denies same-sex
couples access to the marital status and its
concomitant rights and benefits. It is the
state's regulation of access to the status of
married persons, on the basis of the applicants'
sex, that gives rise to the question whether the
applicant couples have been denied the equal
protection of the laws in violation of article I,
section 5 of the Hawaii Constitution.
- - - - - - - -
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- - - - - - -
n20 That the
legislature, in enacting HRS ch. 572, obviously
contemplated marriages between persons of the
opposite sex is not, however, outcome dispositive
of the plaintiffs' claim. Legislative action,
whatever its motivation, cannot sanitize
constitutional violations. Cf. <=80> City
of Cleburne v. Cleburne Living Center, Inc., 473
U.S. 432, 448, 105 S. Ct. 3249, 3259, 87 L. Ed.
2d 313 (1985) ("It is plain that the
electorate as a whole, whether by referendum or
otherwise, could not order . . . action violative
of the Equal Protection Clause.")
- - - - - - - -
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- - - - - - - [***57]
Relying
primarily on four decisions construing the law of
other jurisdictions, n21 Lewin contends that
"the fact that [*565] homosexual [sic --
actually, same-sex] n22 partners cannot form a
state-licensed marriage is not the product of
impermissible discrimination" implicating
equal protection considerations, but rather
"a function of their biologic inability as a
couple to satisfy the definition of the status to
which they aspire." Lewin's answering brief
at 21. Put differently, Lewin proposes that
"the right of persons of the same sex to
marry one another does not exist because
marriage, by definition and usage, means a
special relationship between a man and a
woman." Id. at 7. We believe Lewin's
argument to be circular and unpersuasive.
- - - - - - - -
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- - - - - - -
n21 The four
decisions are <=81> Jones v. Hallahan, 501
S.W.2d 588 (Ky. Ct. App. 1973); <=82> Baker
v. Nelson, 291 Minn. 310, 191 N.W.2d 185 (1971),
appeal dismissed, <=83> 409 U.S. 810, 93 S.
Ct. 37, 34 L. Ed. 2d 65 (1972); <=84> De
Santo v. Barnsley, supra; and <=85> Singer
v. Hara, 11 Wash. App. 247, 522 P.2d 1187, review
denied, <=86> 84 Wash. 2d 1008 (1974).
[***58]
n22 See supra
note 11.
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- - - - - - -
Two of the
decisions upon which Lewin relies are
demonstrably inapposite to the appellant couples'
claim. In <=87> Baker v. Nelson, 291 Minn.
310, 191 N.W.2d 185 (1971), appeal dismissed,
<=88> 409 U.S. 810, 93 S. Ct. 37, 34 L. Ed.
2d 65 (1972), the questions for decision were
whether a marriage of two persons of the same sex
was authorized by state statutes and, if not,
whether state authorization was compelled by
various provisions of the United States
Constitution, including the fourteenth amendment.
Regarding the first question, the Baker court
arrived at the same conclusion as have we with
respect to HRS @ 572-1: by their plain language,
the Minnesota marriage statutes precluded
same-sex marriages. Regarding the second
question, however, the court merely held that the
United States Constitution was not offended;
apparently, no state constitutional questions
were raised and none were addressed.
<=89> De
Santo v. Barnsley, 328 Pa. Super. 181, 476 A.2d
952 (1984), [***59] is also distinguishable. In
De Santo, the court [*566] held only that common
law same-sex marriage did not exist in
Pennsylvania, a result irrelevant to the present
case. The appellants sought to assert that denial
of same-sex common law marriages violated the
state's equal rights amendment, but the appellate
court expressly declined to reach the issue
because it had not been raised in the trial
court.
<=90>
Jones v. Hallahan, 501 S.W.2d 588 (Ky. Ct. App.
1973), and <=91> Singer v. Hara, 11 Wash.
App. 247, 522 P.2d 1187, review denied,
<=92> 84 Wash. 2d 1008 (1974), warrant more
in-depth analysis. In Jones, the appellants, both
females, sought review of a judgment that held
that they were not entitled to have a marriage
license issued to them, contending that refusal
to issue the license deprived them of the basic
constitutional rights to marry, associate, and
exercise religion freely. In an opinion
acknowledged to be "a case of first
impression in Kentucky," the Court of
Appeals summarily affirmed, ruling as follows:
Marriage was a
custom long before the state commenced [***60] to
issue licenses for that purpose. . . . [M]arriage
has always been considered as a union of a man
and a woman . . . .
It appears to us
that appellants are prevented from marrying, not
by the statutes of Kentucky or the refusal of the
County Clerk . . . to issue them a license, but
rather by their own incapability of entering into
a marriage as that term is defined.
. . . .
In substance,
the relationship proposed by the appellants does
not authorize the issuance of a marriage license
because what they propose is not a marriage.
<=93> 501
S.W.2d at 589-90. [*567] Significantly, the
appellants' equal protection rights -- federal or
state -- were not asserted in Jones, and,
accordingly, the appeals court was relieved of
the necessity of addressing and attempting to
distinguish the decision of the United States
Supreme Court in Loving. Loving involved the
appeal of a black woman and a caucasian man (the
Lovings) who were married in the District of
Columbia and thereafter returned to their home
state of Virginia to establish their marital
abode. <=94> 388 U.S. at 2, 87 S. Ct. at
1819. The Lovings [***61] were duly indicted for
and convicted of violating Virginia's
miscegenation laws, n23 which banned interracial
marriages. <=95> Id. n24 In his sentencing
decision, the trial judge stated, in substance,
that Divine Providence had not intended that the
marriage state extend to interracial unions:
"Almighty
God created the races white, black, yellow, malay
and red, and he placed them on separate
continents. And but for the interference with his
arrangement there would be no cause for such
marriages. The fact that he separated the races
shows that he did not intend for the races to
mix."
<=96> Id.
at 3, 87 S. Ct. at 1819 (quoting the trial judge)
(emphasis added).
- - - - - - - -
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- - - - - - -
n23 Virginia's
miscegenation laws "arose as an incident to
slavery and [were] common . . . since the
colonial period." <=97> 388 U.S. at 6,
87 S. Ct. at 1820-21. It is noteworthy that one
of the "central provisions" of the
statutory miscegenation scheme automatically
voided all marriages between "a white person
and a colored person" without the need for
any judicial proceeding. <=98> Id. at 4, 87
S. Ct. at 1820. [***62]
n24 As of 1949,
the following thirty of the forty-eight states
banned interracial marriages by statute: Alabama;
Arizona; Arkansas; California; Colorado;
Delaware; Florida; Georgia; Idaho; Indiana;
Kentucky; Louisiana; Maryland; Mississippi;
Missouri; Montana; Nebraska; Nevada; North
Carolina; North Dakota; Oklahoma; Oregon; South
Carolina; South Dakota; Tennessee; Texas; Utah;
Virginia; West Virginia; and Wyoming. <=99>
388 U.S. at 6 n.5, 87 S. Ct. at 1820 n.5. When
the Lovings commenced their lawsuit on October
28, 1964, sixteen states still had miscegenation
laws on the books. <=100> Id. at 3, 6 n.5,
87 S. Ct. at 1819, 1820 n.5. The first state
court to recognize that miscegenation statutes
violated the right to the equal protection of the
laws was the Supreme Court of California in
<=101> Perez v. Sharp, 32 Cal. 2d 711, 198
P.2d 17 (1948). <=102> 388 U.S. at 6 n.5,
87 S. Ct. at 1820-21 n.5.
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- - - - - - -
[*568] [***63]
The Lovings appealed the constitutionality of the
state's miscegenation laws to the Virginia
Supreme Court of Appeals, which, inter alia,
upheld their constitutionality and affirmed the
Lovings' convictions. <=103> Id. at 3-4,
388 S. Ct. at 1819. n25 The Lovings then pressed
their appeal to the United States Supreme Court.
Id.
- - - - - - - -
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- - - - - - -
n25 See
<=104> Loving v. Commonwealth, 206 Va. 924,
147 S.E.2d 78 (1966). The Virginia Supreme Court
of Appeals, however, modified as "so
unreasonable as to render the sentences
void" the trial court's twenty-five year
suspension of the Lovings' jail sentences
"upon the condition that they leave the . .
. state 'at once and . . . not return together or
at the same time to [the] . . . state for a
period of twenty-five years.'" <=105>
Id. at 930, 147 S.E.2d at 82-83. The Virginia
high court deemed it sufficient that the Lovings
be prohibited from "again cohabit[ing] as
man and wife in [the] state" in order to
achieve the objectives of "securing the
rehabilitation of the offender[s and] enabling
[them] to repent and reform so that [they] may be
restored to a useful place in society."
<=106> Id. at 930, 147 S.E.2d at 83.
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- - - - - - - [***64]
|