George Mason University

Current Version: July 2013

PDF Version
 

JIM HSIEH  

School of Management
Finance Area
GMU, MSN 5F5
4400 University Drive
Fairfax, VA 22030

Phone: (703) 993-1840
Fax: (703) 993-1870
E-mail: jhsieh (at) gmu (dot) edu
Web: http://mason.gmu.edu/~jhsieh/
SSRN Page: http://ssrn.com/author=283327


EDUCATION


Ph.D.

Finance (Minor: Microeconomics), August 2002
Fisher College of Business, The Ohio State University, Columbus, Ohio
M.S.


Computational Finance, May 1997
Graduate School of Industrial Administration
Carnegie Mellon University,
Pittsburgh, Pennsylvania
M.B.A.


Corporate Accounting and Finance, June 1996
William E. Simon Graduate School of Business Administration
University of Rochester, Rochester,
New York
B.S.
Management Science, June 1991
National Chiao Tung University, Hsinchu, Taiwan


DISSERTATION


Topic:           "Two Essays on Mergers and Acquisitions"
Committee:   Ralph Walkling (chair), Jean Helwege, Karen Wruck.


PUBLICATIONS

"Determinants and Implications of Arbitrage Holdings in Acquisitions," with Ralph Walkling, Journal of Financial Economics 77, September 2005 [SSRN Working Paper Version]
  • Winner of The Best Paper Award in Corporate Finance, Financial Management Association, 2003
"The History and Performance of Concept Stocks," with Ralph Walkling, Journal of Banking and Finance 30, September 2006 [SSRN Working Paper Version

"Insiders' Tax Preferences and Firm's Choice between Dividends and Share Repurchases," with Qinghai Wang, Journal of Financial and Quantitative Analysis 43, March 2008 [SSRN Working Paper Version]

  • Winner of The Best Paper Award in Corporate Finance, Midwest Finance Association, 2005

"Informed Trading Before Analyst Downgrades: Evidence from Short Sellers," with Stephen Christophe and Michael Ferri, Journal of Financial Economics 95, January 2010 [SSRN Working Paper Version]

  • Winner of The Best Paper Award in Investments, Financial Management Association European Meetings, 2008

"A Theory of Merger-Driven IPOs," with Evgeny Lyandres and Alexei Zhdanov, Journal of Financial and Quantitative Analysis 46, October 2011 [SSRN Working Paper Version]


WORKING PAPERS


"How Informative are Analyst Recommendations and Insider Trades," with Lilian Ng and Qinghai Wang

"Block Share Acquisitions and Bondholder Wealth Effects," with Dolly King

"Shareholder Voting Rights in Mergers and Acquisitions," with Qinghai Wang

"Determinants of the Trends in Aggregate Corporate Payout Policy," with Qinghai Wang

 

BOOK CHAPTERS AND NON-REFEREED PUBLICATIONS


"Stock Repurchases: Theory and Evidence," with Qinghai Wang, Kolb Series in Finance: Dividends and Dividend Policy, edited by H. Kent Baker, 2009.


AREAS OF INTEREST


Corporate Finance - Restructuring Policy, Payout Policy, Insider Trading

Investments - Short Sales, Analyst Forecasts and Recommendations, Fixed Income, Alternative Investments


ACADEMIC EXPERIENCE


George Mason University
   
 Associate Professor of Finance (with tenure), 2008-present
     Assistant Professor of Finance, 2002-2008
     Courses:
     (Undergraduate) Financial Management, Corporate Finance, Principles of Investment
     (MBA) Managerial Finance, Investment Analysis
The Ohio State University
    
Finance Instructor, 2000-2001
     Course:
     (Undergraduate) Corporate Finance

ACADEMIC SERVICES
Program Committee Financial Management Association Annual Meetings, 2004, 2005, 2007, 2009, 2010
  Financial Management Association Best Paper Awards Committee, 2007
Ad Hoc Referee for

Journal of Finance, Journal of Financial Economics, Global Finance Journal, European Journal of Finance, Journal of Banking and Finance, Review of Financial Economics, Journal of Corporate Finance, Financial Management, Journal of Empirical Finance, Journal of Futures Markets
Membership AFA, FMA
School Service

 

 

Faculty P&T Committee, 2009 - present
Undergraduate Policy Committee, 2007 - 2009
Graduate Admission Committee, 2006-2008
Faculty Advisor to FMA GMU Student Chapter, 2003-2008
Recruiting Committee, 2004-2005
School of Management Academic Seminar Series, 2003-2004

HONORS AND AWARDS
Faculty Research Award, George Mason University, 2011
Outstanding Paper Award, NTU International Conference on Finance, 2008
Best Paper Award in Investments, Financial Management Association European Meetings, 2008
FMA Superior Faculty Advisor Award, Financial Management Association, 2005
Best Paper Award in Corporate Finance, Midwest Finance Association, 2005
Best Paper Award in Corporate Finance, Financial Management Association, 2003
CIBER International Research Award, The Ohio State University, 2002
PEGS Fellowship, The Ohio State University, Summer 2000
Max M. Fisher College of Business Travel Award, The Ohio State University, 1999, 2000
Distinguished Graduate Fellowship, The Ohio State University, 1997
Academic Assistantship, University of Rochester, 1996

Academic Achievement Award, National Chiao Tung University, 1991
The University Fellowship, National Chiao Tung University, 1990

PRESENTATIONS
 Invited Seminars:
2001: Manitoba, Ohio State, Queen's (Canada)
2002: Drexel, GMU, Southern Illinois, Wisconsin-Milwaukee
2004: Dartmouth (Conference for Contemporary Corporate Finance), GMU
2005: American
2006: GMU
2008: American University, Securities and Exchange Commission
2011: Securities and Exchange Commission
Conference Participation:
Presenter, American Finance Association Meetings, 2006, 2009
Presenter, Western Finance Association Meetings, 2008
Presenter, Financial Management Association Meetings, 2003-2011
Presenter, European Finance Association Meetings, 2008
Presenter, FMA European Meetings, 2008
Presenter, NTU International Conference on Finance, 2008, 2010
Presenter, Washington Area Finance Association Meetings, 2004
Discussant, Financial Management Association Meetings, 1999, 2000, 2002, 2003, 2007
 

MEDIA EXPOSURES
"Tipping The Shorts," Forbes, June 2008
"The Insiders," by Nicole Bullock, SmartMoney, May 2006
"The Analysts vs. the Insiders," New York Times, September 25 2005
Google's insider trading, Bloomberg News, October 2005
"Follow the Leaders," by Paul Sturm, SmartMoney, January 2006