For ORSP Use Only                              GMU

Protocol No. ____________  Proposal No. ___________

Classified: 1Exempt ___1Non Exempt 1Expedited

Signature __________________________ Date_________

 
George Mason University

Human Subjects Review Board           

Application for Human Subjects Research Review                             

 

 

Federal Regulations and George Mason University policy require that all research involving humans as subjects be reviewed and approved by the University Human Subjects Review Board (HSRB).  Any person, (GMU faculty member, staff member, student, or other person) wanting to engage in human subject research at or through George Mason University must receive written approval from the HSRB before conducting research.  Approval of this project by the HSRB only signifies that the procedures adequately protect the rights and welfare of the subjects and should not be taken to indicate University approval to conduct the research.

Please complete this cover page AND provide the Protocol information requested on the back of this form.  Forward this form and all supporting documents to the Office of Research Subject Protections, MS 4C6.  If you have any questions please feel free to contact ORSP at 703-993-4121.

 
 


Required Data

Principal Investigator (Must be Faculty)

Co-Investigator/Student Researcher*

Name

Margret Hjalmarson

Pamela R. Hudson Bailey

Department

College of Education and Human Development

     

Mail Stop

4C2

4015 Partlow Road

Partlow, VA  22534

Phone

703-993-4818                                  

540-735-5372

E-mail

mhjalmar@gmu.edu

pbailey2@gmu.edu

 

 

 

Project Title: 

Teacher Beliefs and Their Effects on Student Achievement in Secondary Mathematics


Type of Project     
 Faculty/Staff                       Doctoral Dissertation          Masters Thesis   
          Student Project (Specify Grad or Under Grad)             Other {Specify} Pilot study

I certify that the information provided for this project is correct and that no other procedures will be used in this protocol.  I agree to conduct this research as described in the attached supporting documents.  I will request and receive approval from the HSRB for changes prior to implementing these changes.  I will comply with the HSRB policy for the conduct of ethical research.  I will be responsible for ensuring that the work of my co-investigator(s)/student researcher(s) complies with this protocol.

 

_____________________________________________________                                      ______________________________

                Principal Investigator Signature                                                                               Date

 

 

 

 

 

 

 

*Student researchers should provide a mailing address rather than campus address.
Additional researchers should be listed on a separate page.

 

 

VULNERABLE POPULATION:

    Fetuses/Abortuses/Embryos

    Pregnant women

    Prisoners

    Minors

    Mentally retarded/disabled

    Emotionally disabled

    Physically disabled

    Psychology undergrad pool

    Other:      

 

PERSON IDENTIFIABLE DATA:

   Audio taping

   Video taping

   Data collected via email

   Data collected via internet

   Confidential electronic records

   Coded data linked to individuals

   Human biological materials –                 BioSafety Project #     

 

 

RESEARCH DESIGN:

   Questions on harm to self or

        others

   Questions on illegal behavior

   Deception

   Human/computer interaction

   Collection and/or analysis of

       secondary data

 FUNDING:  Yes  No

Source      

 

 

 

 

 

 

 

ABSTRACT

1. Describe the aims and specific purposes of the research project and the proposed involvement of human participants.

               

Our state is encouraging teachers to implement the function approach to teaching algebra and take a professional development course through a Math and Science Project (MSP) grant on the topic.  With this in mind I will be facilitating the professional development sessions for the grant for our region as well as similar sessions for our school district.  The goal of the study will be

1) to determine changes in teacher beliefs prior to the study and after they have participated in the sessions and follow ups,

2)   to determine if a change in teacher beliefs effect student achievement, and

3) if the attitude and self-confidence of students, based on the teacher's views, are effected positively. 

 

2. Describe the characteristics of the intended sample (number of participants, age, sex, ethnic background, health status, etc).

 

MSP Grant - The teachers involved in the grant sessions will be from Spotsylvania County (10), Stafford County (10), Westmoreland County (5), and Gloucester County (5).  Participation is limited to only teachers that teach an algebra class that includes Algebra I or Algebra II thereby holding a teaching certificate with this endorsement.  There is no limitation on age, years of experience, or ethnicity.

School district professional development - For the additional sessions held in Spotsylvania County the participants may include all secondary teachers of mathematics. This may range from 8 to 12 teachers from each of the 5 high schools.

 

 

3. Identify the criteria for inclusion or exclusion. Explain the rationale for the involvement of special classes of participants (children, prisoners, pregnant women, or any other vulnerable population.

 

The MSP grant has placed the criteria of only Algebra I and Algebra II teachers who hold  the corresponding teaching certificate as participants. Teachers will make application within their school district and the Mathematics Supervisor/Coordinator will select those that will participate if the selection exceeds their allotment as specified by UVA.   

The school division sessions have no exclusions and will be based on those who willingly sign up for the professional development.   Participants chosen for interviews and observations will be based on willingness and my ability to conduct each due to teacher's location.

 

4. Describe your relationship to the participants if any.

 

I will be the professional development facilitator for the MSP grant sessions.  No grades are given for the sessions.  I am also the Mathematics Coordinator for the secondary level for Spotsylvania County however I do not evaluate teachers.  My position is to provide professional development and assistance to all secondary teachers with regard to instruction, classroom management, and curriculum development.     

 

________________________________________________________________________________________________

PROTOCOL – Involving Human Participation

1. If there are direct benefits to the participants, describe the direct benefits and also describe the general knowledge that the study is likely to yield. If there are no direct benefits to the participants, state that there are no direct benefits to the participants and describe the general knowledge that the study is likely to yield.


Participants will be learning and implementing lessons and units of study based on student-centered learning and the function approach to teaching algebra.  The benefits will be an increase in teacher content knowledge, pedagogical content knowledge, and self-confidence to facilitate instruction as well as to create and develop additional units of study and lessons.  Included as a benefit will be the acknowledgement by the teachers of students academic growth and positive change in attitude toward mathematics courses.  Teachers participating in the MSP Grant will also receive a Digimemo and a Calculator Based Ranger for data collection as well as monetary compensation if they complete the professional development through May, 2011.

 

2. Describe how participants will be recruited. Note that all advertisements (including experimetrix postings) for participants must be submitted for review for both exempt and non-exempt projects.


Fliers were sent out by UVA to participating school districts to advertise for the MSP grant sessions.  School district mathematics supervisors/coordinators will determine the teachers that they wish to participate.  UVA determined the number of slots that each county had to fill.  Copy of flier is attached.

For our school division, the professional development will be posted on My Learning Plan for teachers to sign up.  Copy of the submission is attached.

 

3. Describe your procedures for obtaining informed consent. Who will obtain consent and how will it be obtained.  Describe how the researchers will ensure that subjects receive a copy of the consent document.


The pilot study will be explained verbally to the teachers during the first day of the professional development (MSP grant and school district professional development sessions) and handed the Informed Consent Form. Only those who sign the Informed Consent Form will complete the Belief Survey and be considered for the future interviews and observations.  

 

4. State whether subjects will be compensated for their participation, describe the form of compensation and the procedures for distribution, and explain why compensation is necessary. State whether the subjects will receive course credit for participating in the research. If yes, describe the nonresearch option for course credit for the students who decide not to participate in the research. The nonresearch option for course credit must not be more difficult than participation in the research.  Information regarding compensation or course credit, should be outlined in the Participation section of the consent document.


School Division professional development - There will not be any compensation for participation in the study.

MSP Grant - Teachers in the MSP Grant will receive $1150.00 upon completion of the professional development that will end May 2011. At the completion of the sessions teachers will  have the option to apply for transferring the professional development hours to course credit throught UVA.  I will not be giving grades for the course credit and teachers will have to pay for the course hours.  The grant will also give teachers a Digimemo to aid in online discussions and a Calculator Based Ranger (CBR) to encourage usage of technology appropriately to gather data. 

 

5. If minors are involved, their active assent to the research activity is required as well as active consent from their parents/guardians. This includes minors from the Psychology Department Undergraduate Subject Pool.  Your procedures should be appropriate to the age of the child and his/her level of maturity and judgment.  Describe your procedures for obtaining active assent from minors and active consent from parents/guardians. Refer to the Guidelines for Informed Consent for additional requirements if minors from the Psychology Subject Pool are involved.


Students will only be involved to the level that they will be in the classroom when the teacher is observed.  No comments regarding specific students or audio/visual recordings will be done during the observations. Student grades will be obtained from archived data to determine mathematical academic ability in the student's Math 8 course and Math 8 SOL.  Data will be obtained without names and using student identification numbers. The observed teachers will assess their students during the specified unit of study  and identify growth of students on an excel spreadsheet.  

 

6. Describe what participants will be asked to do. Include an estimate of the time required to complete the procedures.


The MSP Grant - Teachers will attend a four day session, 24 hours, during the summer of 2010 that will include modeling lessons, reading and discussing relevant research, and creating units of study and specific lessons that illustrate the function approach and are student-centered.  Teachers will be expected to reflect on their actions in the classroom when school begins and continue with follow up sessions that will be held monthly after school for three hours online (UVA Collab) using the Digimemo to assist in communication.  A lesson study component is also built in to the MSP Grant for the spring of 2011.  Total hours of particpant commitment is about 94.

School Division professional development will include an initial two day session, 11 hours, that will be held during the summer of 2010 or at the very beginning of the school year.  Follow up sessions will be held at each of the participating high schools for 3 hours during each of the first 3 quarters.  Sessions will be broken down to 3 hours each for Algebra I and 3 hours for Algebra II.  This will allow modeling, discussions, and planning for that specific course once during each of the 3 quarters.  Teachers will be expected to read relevant articles for discussion and create units and lessons for implementation.  Total hours of participant commitment is 20.

All teachers who wish to participate in the study -- 4 will be chosen for interviews, observations, and determining student growth of a unit of study and will be selected based on their willingness to participate, my ability to observe them (our school district or those in close proximity), and if they are teaching Algebra I due to a need for all to teach the same unit.  All who participate will take a belief survey at the beginning of the professional development and then again in December.     

 

7. Describe how confidentiality will be maintained. If data will be collected electronically (e.g. by email or an internet web site), describe your procedures for limiting identifiers. Note that confidentiality may have to be limited if participants are asked questions on violence toward self or others or illegal behavior. Contact the Office of Research Subject Protections for assistance.

 

Belief Surveys will be conducted with teachers selecting fictitious names and using that name for the pre- and post-survey. If the teacher agrees to being interviewed and observed his or her fictitious name will be also used for the transcribing of the tapes.  This is to allow for triangulation of teacher beliefs, actions, and interview remarks.  Student data will be obtained from the county data mining system to obtain Math 8 grade and Math 8 SOL score using student identification numbers.  There will be a correlation on an excel spreadsheet of the two scores along with the results of the specified unit of study.  Once the correlation is complete student identification numbers will be deleted and students will be numbered chronologically for future reference.   

 

8. Describe in detail any potential physical, psychological, social, or legal risks to participants and why they are reasonable in relation to the anticipated benefits. Where appropriate, discuss provisions for ensuring medical or professional intervention in case participants experience adverse effects. Where appropriate, discuss provisions for monitoring data collection when participants' safety is at risk.

 

N/A

 

9. If participants will be audio-or video-taped, discuss provisions for the security and final disposition of the tapes. Refer to Guidelines for Informed Consent.

 

Teachers will be audo-taped during the interviews using an MP3 player and then downloaded to my personal computer that is password protected.   It will be deleted from my computer once there is no need for future reference.

 

10. If participants will be misinformed and/or uninformed about the true nature of the project, provide justification. Note that projects involving deception must not exceed minimal risk, cannot violate the rights and welfare of participants, must require the deception to accomplish the aims of the project, and must include a full debriefing. Refer to Guidelines for Informed Consent.

 

N/A

 

 

INFORMED CONSENT: Provide appropriate Proposed Informed Consent document(s).

See Guidelines for Informed Consent and the Template Informed Consent Document for additional information.

 

INSTRUMENTS: Submit a copy of each instrument/tool you will use and provide a brief description of its characteristics and development. Submit scripts if information and/or questions are conveyed verbally.

 

APPROVAL FROM COOPERATING INSTITUTION/ORGANIZATION:

If a cooperating institution/organization provides access to its patients/students/clients/ employees/etc. for participant recruitment or provides access to their records, submit written evidence of the institution/organization human subjects approval of the project. 

________________________________________________________________________________________________

Note: If research involves use of existing records, please see guidelines on following page.

 

 

 

PROTOCOL – Involving Existing Records

(For the study of existing data sets, documents, pathological specimens, or diagnostic specimens.)

1. Describe your data set.

 

Data will be collected of students Math 8 grades and Math 8 SOL scores.  Teachers will provide student growth and fill in the excel spreadsheet with the data.

 

2. Provide written permission from the owner of the data giving you access for research purposes at George Mason University if the data set is not publicly available.

 

Permission will be requested from Spotsylvania County Schools.

 

3. Describe how you will maintain confidentiality if the data set contains person identifiable data.

 

Student identification numbers are needed to gather the initial data and will be in an excel spreadsheet .  Teachers, upon completion of the unit of study, will fill in student data for the assessment of the unit and then delete the student identification numbers.  Students will then be numbered chronologically for future reference.

 

4. Describe what you are extracting from the data set.

 

Student's Math 8 grades and Math 8 SOL scores and pre- and post-test scores.