993 F.2d 386
61 USLW 2702, 83 Ed. Law
Rep. 43
IOTA XI CHAPTER OF SIGMA CHI FRATERNITY; John Howlin; John
Singsank, Plaintiffs-Appellees,
v.
GEORGE MASON UNIVERSITY; Kenneth E. Bumgarner,
Defendants-Appellants.
No. 91-2684.
Fourth Circuit.
Argued
Decided
Page 387
Paul
Joseph Forch, Sr. Asst. Atty. Gen., Richmond, VA,
argued (Mary Sue Terry, Atty. Gen., H. Lane Kneedler,
Chief Deputy Atty. Gen., R. Claire Guthrie, Deputy Atty. Gen., Martha M. Parrish,
Asst. Atty. Gen., on brief), for defendants-appellants.
Victor
Michael Glasberg, Victor M. Glasberg
& Associates, Alexandria, VA, argued, Jeanne Goldberg, Victor M. Glasberg & Associates, Alexandria, VA, Michael P.
McDonald, Center for Individual Rights, Washington, DC, Stephen B. Pershing,
ACLU of Virginia, Richmond, VA, for plaintiffs-appellees.
Before
WIDENER and MURNAGHAN, Circuit Judges, and SPROUSE, Senior Circuit Judge.
OPINION
SPROUSE, Senior Circuit Judge:
George Mason University appeals from a
summary judgment granted by the district court to the IOTA XI Chapter of Sigma
Chi Fraternity 1 in its action for declaratory judgment and an
injunction seeking to nullify sanctions imposed on it by the University because
it conducted an "ugly woman contest" with racist and sexist
overtones. We affirm.
I
Sigma
Chi has for two years held an annual "Derby Days" event, planned and
conducted both as entertainment and as a source of funds for donations to
charity. The "ugly woman contest," held on
There
is no direct evidence in the record concerning the subjective intent of the
Fraternity members who conducted the contest. The Fraternity, which later apologized to the University officials for the
presentation, conceded during the litigation that the contest was sophomoric
and offensive.
Following
the contest, a number of students
protested to the University that the skit had been objectionably sexist and
racist. Two hundred forty-seven students, many of them members of the
foreign or minority student body, executed a petition, which stated: "[W]e
are condemning the racist and sexist implications of this event in which male
members dressed as women. One man in particular wore a black face, portraying a
negative stereotype of black women."
On
The
Dean met again with Fraternity representatives on April 18, and the following
day advised its officers of the
sanctions imposed. They included suspension from all activities for the rest of
the 1991 spring semester and a two-year prohibition on all social activities
except pre-approved pledging events and pre-approved philanthropic events with
an educational purpose directly related to gender discrimination and cultural
diversity. The University's sanctions
also required Sigma Chi to plan and implement an educational program addressing
cultural differences, diversity, and the concerns of women. A few weeks
later, the University made minor
modifications to the sanctions, allowing Sigma Chi to engage in selected social
activities with the University's advance approval.
On
In
addition to the affidavit of Dean Bumgarner
explaining his meetings with student leaders, the University submitted the
affidavits of other officials, including that of University President George W. Johnson and
Vice-President Earl G. Ingram. President Johnson, by his affidavit, presented
the "mission statement" of the University:
(3)
(4)
We are committed to teaching the values of equal opportunity and equal
treatment, respect for diversity, and individual dignity.
(5)
Our mission also includes achieving the goals set forth in our affirmative
action
Page 389
plan, a plan incorporating affirmative steps
designed to attract and retain minorities to this campus.
....
(7)
Vice
President Earl G. Ingram's affidavit represented:
(6)
The University's affirmative action plan is a part of an overall state plan
designed, in part, to desegregate the predominately "white" and
"black" public institutions of higher education in
(7)
While the University has progressed in attracting and retaining minority
students, it cannot expect to maintain the position it has achieved, and make
further progress on affirmative action and minority issues that it wishes to
make, if behavior like that of Sigma Chi is perpetuated on this campus.
The
district court granted summary judgment to Sigma Chi on its First Amendment
claim, 773 F.Supp. 792 (E.D.Va.1991).
II
The
University urges that the district court's grant of summary judgment was
premature. It stresses that there remain factual issues which the district
court should have weighed in its conclusion. According to the University, the Fraternity's intent in staging the
contest is crucial to the issue of whether its conduct was expressive. The
University also stresses that if given time it could demonstrate more
completely the harm the contest caused to its educational mission. It is, of
course, beyond cavil that summary judgment should not be granted while a viable
issue of material fact remains. Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106
S.Ct. 2548, 2552, 91 L.Ed.2d
265 (1986). Summary judgment principles
require the court to find that the evidence is such that a jury could not
reasonably find for the party opposing summary judgment. Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
252, 106 S.Ct. 2505, 2512, 91 L.Ed.2d
202 (1986). Only disputes over facts that
might affect the outcome of a suit under the applicable law preclude entry of
summary judgment.
In
our view, for the reasons that follow, the district court was correct in
concluding that there was no outstanding issue of material fact.
III
We
initially face the task of deciding whether
Sigma Chi's "ugly woman contest" is sufficiently expressive to
entitle it to First Amendment protection. From the mature advantage of
looking back, it is obvious that the performance, apart from its charitable fund-raising
features, was an exercise of teenage campus excess. With a longer and sobering
perspective brought on by both peer and official disapproval, even the
governing members of the Fraternity recognized as much. The answer to the
question of whether the First Amendment
protects the Fraternity's crude attempt at entertainment, however, is all the
more difficult because of its obvious sophomoric nature.
A
First
Amendment principles governing live entertainment are relatively clear: short
of obscenity, it is generally protected. See, e.g., Barnes v. Glen Theatre, Inc., --- U.S. ----, ----, 111 S.Ct. 2456, 2460, 115 L.Ed.2d 504
(1991) (nude dancing); Southeastern Promotions, Ltd. v. Conrad, 420 U.S. 546, 557-58, 95
S.Ct. 1239, 1245-47, 43 L.Ed.2d
448 (1975) (musical "Hair"); Berger v. Battaglia, 779 F.2d 992, 999 (4th Cir.1985)
(blackface performance), cert. denied, 476 U.S. 1159, 106 S.Ct.
2278, 90 L.Ed.2d 720 (1986). As the Supreme Court
announced Schad v. Borough of Mount Ephraim, 452
U.S. 61, 101 S.Ct. 2176, 68 L.Ed.2d
671 (1981), "[e]ntertainment, as well as political and ideological speech,
is protected; motion pictures, programs broadcast by radio and television, and
live entertainment ... fall within the First Amendment guarantee."
Thus,
we must determine if the skit performed
by Sigma Chi comes within the constitutionally protected rubric of
entertainment. Unquestionably, some forms of entertainment are so
inherently expressive as to fall within the First Amendment's ambit regardless
of their quality. For example, Ward v. Rock Against Racism, 491 U.S. 781, 109 S.Ct. 2746, 105 L.Ed.2d 661
(1989), the Supreme Court flatly ruled that "[m]usic,
as a form of expression and communication, is protected under the First
Amendment."
Music
is one of the oldest forms of human expression. From Plato's discourse in the
Republic to the totalitarian state in our own times, rulers have known its
capacity to appeal to the intellect and to the emotions, and have censored
musical compositions to serve the needs of the state. The Constitution
prohibits any like attempts in our own legal order.
Motion
pictures, too, are included within the free speech guarantee of the First
Amendment. The Court emphasized Joseph Burstyn, Inc. v. Wilson, 343 U.S. 495, 72 S.Ct. 777, 96 L.Ed. 1098 (1952),
that "[t]he importance of motion pictures as an organ of public opinion is
not lessened by the fact that they are designed to entertain as well as to
inform." Id. at 501, 72 S.Ct. at 780; Young v. American Mini Theatres, Inc., 427 U.S. 50, 62, 96 S.Ct. 2440, 2448, 49 L.Ed.2d 310
(1976) (motion picture theaters involve communication protected by the
First Amendment, but the state can regulate their secondary effects).
Even
crude street skits come within the First Amendment's reach. In overturning the
conviction of an amateur actor for wearing a military uniform in violation of a
federal statute, the Supreme Court discussed the statute's "theatrical
production" exception. 3 Schacht v. United States, 398 U.S. 58, 61-62, 90 S.Ct. 1555, 1558-59, 26 L.Ed.2d
44 (1970). Responding to the Government's argument that the amateur skit
was not a "theatrical production," Justice Black, writing for the
majority, stated:
It may be that the
performances were crude and amateurish and perhaps unappealing, but the same
thing can be said about many theatrical performances. We cannot believe that
when Congress wrote out a special exception for theatrical productions it
intended to protect only a narrow and limited category of professionally
produced plays.
Bearing
on this dichotomy between low and high-grade entertainment are the Supreme
Court's holdings relating to nude dancing. Barnes v. Glen Theatre, Inc., --- U.S. at ----, ----, 111 S.Ct. 2456, 2460, 115 L.Ed.2d 504
(1991); Schad v. Borough of Mount Ephraim, 452
U.S. 61, 65-66, 101 S.Ct. 2176, 2180-81, 68 L.Ed.2d 671 (1981); Doran v. Salem Inn, Inc., 422 U.S. 922, 932-33, 95 S.Ct. 2561, 2568-69, 45 L.Ed.2d
648 (1975); California v. LaRue, 409 U.S. 109,
116-18, 93 S.Ct. 390, 395-97, 34 L.Ed.2d
342 (1972). Most recently, in Barnes, the Supreme Court conceded that nude
dancing is expressive conduct entitled to First Amendment protection. 4
Barnes, ---
"[W]hile the entertainment afforded by a nude ballet at Lincoln
Center to those who can pay the price may differ vastly in content (as viewed
by judges) or in quality (as viewed by critics), it may not differ in substance
from the dance viewed by the person who ... wants some 'entertainment' with his
beer or shot of rye."
Barnes,
--- U.S. at ----, 111 S.Ct. at 2475, 115 L.Ed.2d at 529 (White, J., dissenting) (quoting Salem Inn, Inc. v. Frank, 501 F.2d 18,
21 n. 3 (2d Cir.1974), modified sub nom. Doran v. Salem Inn, Inc., 422 U.S. 922, 95 S.Ct.
2561, 45 L.Ed.2d 648 (1975)).
In
sum, although the Barnes plurality did not explore these views, it appears that the low quality of
entertainment does not necessarily weigh in the First Amendment inquiry. It
would seem, therefore, that the
Fraternity's skit, even as low-grade entertainment, was inherently expressive
and thus entitled to First Amendment protection. See Barnes, --- U.S. at
----, 111 S.Ct. at 2460; Ward v. Rock Against Racism, 491 U.S. 781, 790, 109 S.Ct. 2746, 2753, 105 L.Ed.2d 661
(1989); Schad v. Borough of Mount Ephraim, 452
U.S. 61, 65-66, 101 S.Ct. 2176, 2180-81, 68 L.Ed.2d 671 (1981); Schacht v. United States, 398 U.S. 58, 61-62, 90 S.Ct. 1555, 1558, 26 L.Ed.2d 44
(1970).
B
The
University nevertheless contends that
discovery will demonstrate that the contest does not merit characterization as
a skit but only as mindless fraternity fun, devoid of any artistic expression.
It argues further that entitlement to
First Amendment protection exists only if the production was intended to convey
a message likely to be understood by a particular audience. Texas v. Johnson, 491 U.S. 397, 404, 109 S.Ct. 2533, 2539, 105 L.Ed.2d 342
(1989). From the summary judgment record, the University insists, it is impossible to
discern the communicative intent necessary to imbue the Fraternity's conduct
with a free speech component.
As
indicated, we feel that the First
Amendment protects the Fraternity's skit because it is inherently expressive
entertainment. Even if this were not true, however, the skit, in our view,
qualifies as expressive conduct under the test articulated in
Importantly,
the affidavits establish that the
punishment was meted out to the Fraternity because its boorish message had
interfered with the described University mission. It is manifest from these
circumstances that the University
officials thought the Fraternity intended to convey a message. The
Fraternity members' apology and post-conduct contriteness suggest that they
held the same view. To be sure, no evidence suggests that the Fraternity
advocated segregation or inferior social status for women. What is evident is that the Fraternity's purposefully nonsensical
treatment of sexual and racial themes was intended to impart a message that the
University's concerns, in the Fraternity's view, should be treated humorously.
From the Fraternity's conduct and the circumstances surrounding it, we have no difficulty in concluding that it
intended to convey a message.
As
to the second prong of the Johnson test, there
was a great likelihood that at least some of the audience viewing the skit
would understand the Fraternity's message of satire and humor. Some
students paid to attend the performance and were entertained. What the
Fraternity did not anticipate was the reaction to their crude humor by other
students on campus and University officials who opposed the racist and sexist
implications of the Fraternity's skit.
Even
considering, therefore, the sparsity of the
evidentiary record, we are persuaded that the Fraternity's "ugly woman
contest" satisfies the Johnson test for expressive conduct. 6
IV
If
this were not a sufficient response to the University's argument, the
principles relating to content and viewpoint discrimination recently emphasized
R.A.V. v. City of St. Paul, --- U.S.
----, 112 S.Ct. 2538, 120 L.Ed.2d
305 (1992), provide a definitive answer. Although the Court in
As
evidenced by their affidavits,
University officials sanctioned Sigma Chi for the message conveyed by the
"ugly woman contest" because it ran counter to the views the
University sought to communicate to its students and the community. 7
The mischief was the University's
punishment of those who scoffed at its goals of racial integration and gender
neutrality, while permitting, even encouraging, conduct that would further the
viewpoint expressed in the University's goals and probably embraced by a
majority of society as well. "The First
Amendment generally prevents government from proscribing ... expressive conduct
because of disapproval of the ideas expressed."
The
University, however, urges us to weigh Sigma Chi's conduct against the
substantial interests inherent in educational endeavors. Tinker v. Des Moines Indep. Community Sch. Dist., 393 U.S. 503, 89 S.Ct. 733, 21 L.Ed.2d 731 (1969). The University
certainly has a substantial interest in maintaining an educational environment
free of discrimination and racism, and in providing gender-neutral education.
Yet it seems equally apparent that it
has available numerous alternatives to imposing punishment on students based on
the viewpoints they express. 8 We agree wholeheartedly that it
is the University officials' responsibility, even their obligation, to achieve
the goals they have set. On the other hand, a public university has many constitutionally permissible means to
protect female and minority students. We must emphasize, as have other courts, that "the
manner of [its action] cannot consist of selective limitations upon
speech." St. Paul, --- U.S. at ----, 112 S.Ct.
at 2548; Carey v. Brown, 447 U.S. 455, 471, 100 S.Ct.
2286, 2295, 65 L.Ed.2d 263 (invalidating a ban on
residential picketing that exempted labor picketing); Schacht v. United States, 398 U.S. 58, 62-63, 90 S.Ct. 1555, 1559, 26 L.Ed.2d 44
(1970) (invalidating a law that allowed wearing military uniforms only in
dramatic portrayals that did not "tend to discredit the military").
The First Amendment forbids the
government from "restrict[ing] expression
because of its message [or] its ideas." Police Dept. v. Mosley, 408 U.S. 92, 95, 92 S.Ct. 2286, 2289, 33 L.Ed.2d 212
(1972). The University should have
accomplished its goals in some fashion other than silencing speech on the basis
of its viewpoint.
The
decision of the district court is affirmed.
AFFIRMED.
1 Although Sigma Chi's
national fraternity is not involved in the litigation, the IOTA Chapter XI is
hereafter referred to as "Sigma Chi" or "the Fraternity."
2 Every person who, under
color of any statute, ordinance, regulation, custom, or usage, of any State or
Territory or the District of Columbia, subjects, or causes to be subjected, any
citizen of the United States or other person within the jurisdiction thereof to
the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at
law, suit in equity, or other proper proceeding for redress....
42 U.S.C. § 1983.
3 10 U.S.C.
§ 772(f) provides:
While portraying a member
of the Army, Navy, Air Force, or Marine Corps, an actor in a theatrical or
motion-picture production may wear the uniform of that armed force if the
portrayal does not tend to discredit that armed force.
4 At least eight justices
agreed that First Amendment protection extends to nude dancing, but they
differed in their approaches to defining that protection. Justice Rehnquist,
writing for a plurality, relied on the four-part test announced in United
States v. O'Brien, 391 U.S. 367, 88 S.Ct. 1673, 20 L.Ed.2d 672 (1968). He concluded that the
Because the sanctions
imposed in this case targeted the message communicated by Sigma Chi's skit and
are thus related to the suppression of speech, we do not rely on the O'Brien
balancing test as the Barnes plurality did.
5 In
In deciding whether
particular conduct possesses sufficient communicative elements to bring the
First Amendment into play, we have asked whether "[a]n intent to convey a
particularized message was present, and [whether] the likelihood was great that
the message would be understood by those who viewed it."
Johnson, 491
6 We think this conclusion
gains support from City of Lakewood v. Plain Dealer Publishing Co., 486 U.S. 750,
108 S.Ct. 2138, 100 L.Ed.2d
771 (1988), in which the Supreme Court said that one factor weighing in the
equation of whether conduct is expressive is "whether the activity in
question is commonly associated with expression."
7 Nor can we accept the
University's contention that the sanctions were imposed as a result of the Fraternity's
"pure conduct," unrelated to its communicative aspects or viewpoint. Arcara v. Cloud Books, Inc., 478 U.S.
697, 702-05, 106 S.Ct. 3172, 3175-77, 92 L.Ed.2d 568 (1986); Clark v. Community for Creative Non-Violence, 468 U.S. 288, 293
& n. 5, 104 S.Ct. 3065, 3069 & n. 5, 82 L.Ed.2d 221 (1984); United States v. O'Brien, 391 U.S. 367,
376, 88 S.Ct. 1673, 1678, 20 L.Ed.2d
672 (1968); Kovacs v. Cooper, 336 U.S. 77, 89, 69 S.Ct.
448, 454, 93 L.Ed. 513 (1949). The University's affidavits clearly point to the contrary
conclusion.
8 In St. Paul, the Court
rejected the Minnesota Supreme Court's pronouncement that St. Paul's "hate
speech" ordinance was narrowly tailored to serve St. Paul's compelling
interest in "ensur[ing]
the basic human rights of members of groups that ha[d] historically been
subjected to discrimination."
* In a case decided one
month prior to R.A.V., the Supreme Court noted that
among the most difficult First Amendment cases were those requiring a
reconciliation of our commitment to free speech with our commitment to other
constitutional rights. Burson v. Freeman, --- U.S. ----, ----, 112 S.Ct.
1846, 1851, 119 L.Ed.2d 5 (1992). In Burson, the Court ultimately
upheld the content-based regulation, namely, a